4//SEC Filing
Ciroli James 4
Accession 0001033012-22-000107
CIK 0001033012other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 2:24 PM ET
Size
18.9 KB
Accession
0001033012-22-000107
Insider Transaction Report
Form 4
FLAGSTAR BANCORP INC(NYSE:FBC)
Ciroli James
EVP and Chief Financ Officer
Transactions
- Exercise/Conversion
Flagstar Bancorp, Inc. Common Stock
2022-12-01+8,397→ 88,474 total - Exercise/Conversion
Restricted Stock Unit (L060220)
2022-12-01−3,985→ 0 total→ Flagstar Bancorp, Inc. Common Stock (3,985 underlying) - Exercise/Conversion
Restricted Stock Unit (L052422)
2022-12-01−16,203→ 0 total→ Flagstar Bancorp, Inc. Common Stock (16,203 underlying) - Tax Payment
Flagstar Bancorp, Inc. Common Stock
2022-12-01−12,107→ 92,570 total - Disposition to Issuer
Flagstar Bancorp, Inc. Common Stock
2022-12-01−92,570→ 0 total - Disposition to Issuer
Flagstar Bancorp, Inc. Common Stock
2022-12-01−3,000→ 0 total(indirect: By Spouse) - Exercise/Conversion
Flagstar Bancorp, Inc. Common Stock
2022-12-01+16,203→ 104,677 total - Exercise/Conversion
Restricted Stock Unit (L052521)
2022-12-01−8,397→ 0 total→ Flagstar Bancorp, Inc. Common Stock (8,397 underlying) - Exercise/Conversion
Flagstar Bancorp, Inc. Common Stock
2022-12-01+3,985→ 80,077 total
Footnotes (4)
- [F1]At the Effective Time of the merger, pursuant to the terms of a Change in Control Agreement, these Issuer RSUs received accelerated vesting.
- [F2]Includes 5.2 shares acquired on August 23, 2022, 5.8 and 241.8 shares acquired on November 22, 2022 under the Issuer's qualified dividend reinvestment plan.
- [F3]These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
- [F4]Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.
Documents
Issuer
FLAGSTAR BANCORP INC
CIK 0001033012
Entity typeother
Related Parties
1- filerCIK 0001602051
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 2:24 PM ET
- Size
- 18.9 KB