DALLAS DAVID D 4

What Happened

• David D. Dallas, a reported 10% owner of Unity Bancorp (UNTY), received an award/acquisition of 1,200 shares on January 27, 2026. The shares were granted at $0.00 per share (no cash paid), so the reported acquisition value is $0.
• This filing reports an incremental issuance/award (transaction code A). After this grant, his total reported beneficial ownership is 1,838,942 shares.

Key Details

• Transaction date: 2026-01-27; Filing date/accession: 2026-01-28 (filed promptly the next day).
• Shares granted: 1,200; Price: $0.00; Reported acquisition value: $0.
• Shares owned after transaction (total beneficial ownership): 1,838,942.
• Footnotes of note:
  • F1: 4,000 shares in a Computershare account with upcoming vesting dates; 976 are dividend-reinvested (total 4,976).
  • F2: 30,898 shares in a Shareworks account (dividends reinvested quarterly) plus 10,000 in a separate brokerage account.
  • F3: 195,425 shares in a Computershare account and 1,580,310 in a brokerage account (total 1,775,735).
  • F4: 17,333 stock options granted on various dates; all are currently exercisable.
• No indication this filing was late.

Context

• This was an award/grant (not an open-market purchase or sale) and involved no cash paid at grant. Awards can be restricted stock or other company grants; the filing does not specify the award type beyond acquisition code A.
• As a 10% owner, Dallas is a major shareholder; incremental grants to large holders can reflect compensation arrangements or other equity programs rather than short-term trading intent. This single small grant (1,200 shares) is minor relative to his total stake.