LOEWENBAUM G WALTER II 4/A
4/A · LUMINEX CORP · Filed Jun 5, 2020
Insider Transaction Report
Form 4/AAmended
LUMINEX CORPLMNX
LOEWENBAUM G WALTER II
Director
Transactions
- Sale
Common Stock
2020-06-03$31.02/sh−55,505$1,721,798→ 853,910 total(indirect: By Spouse) - Sale
Common Stock
2020-06-04$30.69/sh−44,495$1,365,600→ 809,415 total(indirect: By Spouse)
Holdings
- 96,614(indirect: By Partnership)
Common Stock
- 550,189
Common Stock
- 428,520(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Date changed from 06/04/2020 as reported on original Form 4, to 06/03/2020 per market transaction date
- [F2]This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.685 to $31.245 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F4]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F5]Date changed from 06/05/2020 as reported on original Form 4, to 06/04/2020 per market transaction date.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.32 to $31.075 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.