4//SEC Filing
LOEWENBAUM G WALTER II 4
Accession 0001033905-20-000098
CIK 0001033905other
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 10:52 AM ET
Size
9.6 KB
Accession
0001033905-20-000098
Insider Transaction Report
Form 4
LUMINEX CORPLMNX
LOEWENBAUM G WALTER II
Director
Transactions
- Sale
Common Stock
2020-07-15$35.90/sh−50,000$1,794,915→ 500,441 total - Sale
Common Stock
2020-07-15$34.96/sh−50,000$1,748,010→ 709,415 total(indirect: By Spouse)
Holdings
- 96,614(indirect: By Partnership)
Common Stock
- 428,520(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.85 to $36.01 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F3]This total includes 252 dividend shares acquired on the July 9, 2020 dividend payable date.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.95 to $35.12 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F5]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
LUMINEX CORP
CIK 0001033905
Entity typeother
Related Parties
1- filerCIK 0001105966
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 10:52 AM ET
- Size
- 9.6 KB