SPIEKER WARREN E JR 5/A
5/A · EQUITY OFFICE PROPERTIES TRUST · Filed Oct 17, 2003
Insider Transaction Report
Form 5/AAmended
SPIEKER WARREN E JR
Director
Transactions
- Award
Com Sh of B.I., p.v. $.01
2001-11-30$29.80/sh+3,947$117,621→ 165,582 total(indirect: By Trust) - Award
Com Sh of B.I., p.v. $.01
2001-12-10$29.86/sh+837$24,993→ 837 total(indirect: By SERP) - Award
Non-Qualified Share Option (right to buy)
2001-07-23+8,300→ 8,300 totalExercise: $30.74From: 2002-01-23Exp: 2011-07-23→ Com Sh of B.I., p.v. $.01 (8,300 underlying)
Holdings
- 92,436
Com Sh of B.I., p.v. $.01
- 4,598,760
OP Units (right to exchange for Common Shares)
Exercise: $0.00From: 2001-07-17→ Com Sh of B.I., p.v. $.01 (4,598,760 underlying) - 2,570(indirect: By Spouse)
Com Sh of B.I., p.v. $.01
Footnotes (9)
- [F1]Common Shares reported herein are benefically owned by Merrill Lynch Trust Company as Trustee of the Equity Office Properties Trust Supplemental Employee Retirement Plan for the benefit of Reporting Person. The number of Common Shares reported herein may have been adjusted to reflect additional Common Shares acquired through dividend reinvestment since the last report filed by the Reporting Person.
- [F10]The derivative securities reported herein are Units of Partnership Interest (''OP Units'') of EOP Operating Limited Partnership (''EOPLP''). The Issuer is the sole general partner and a limited partner of EOPLP. Pursuant to the limited partnership agreement of EOPLP, OP Units are redeemable for cash or, at the Issuer's option, into common shares of beneficial interest, par value $.01 (''Common Shares'') of the Issuer on a one-for-one basis.
- [F11]December 31, 2095
- [F2]Includes 3,947 Common Shares acquired under the Equity Office Properties Trust share purchase plan on 11/30/01.
- [F3]The Original Form 5 (and subsequent Form 4s and Form 5s) reported 44,991 Common Shares held by the Spieker Living Trust, dated 1/14/84, as amended. These Common Shares were, and are, in fact, held by the Spieker 1991 Trust and were not required to be reflected on the Reporting Person's Forms.
- [F4]Securities reported herein are held by the Spieker Living Trust U/A/D January 14, 1984, as amended. Reporting Person and his spouse are Trustees of the Trust and as such may be deemed to beneficially own the securities reported herein.
- [F5]The Original Form 5 reported 254,071 Shares as Directly Held by the Reporting Person. The correct number of Shares is 92,436.
- [F6]1,000 Common Shares were inadvertently reported on the Original Form 5 as held by Reporting Person's spouse. The correct number of Common Shares held is 2,570.
- [F7]One-third of the Options are exercisable on 1/23/02, one-third on 7/23/02 and one-third on 7/23/03.