AMERICAN EQUITY INVESTMENT LIFE HOLDING CO 4
4 · AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · Filed Mar 14, 2016
Insider Transaction Report
Form 4
RICHARDSON DEBRA J
DirectorSenior VP & Secretary
Transactions
- Award
Common Stock
2016-03-10+9,644→ 236,165 total - Exercise/Conversion
Options - Right to Buy
2016-03-11−47,250→ 0 totalExercise: $10.24From: 2013-03-15Exp: 2016-03-15→ Common Stock (47,250 underlying) - Exercise/Conversion
Common Stock
2016-03-11$10.24/sh+47,250$483,840→ 283,415 total - Sale
Common Stock
2016-03-11$15.19/sh−47,250$717,680→ 236,165 total
Holdings
- 8,380(indirect: By Trust)
Common Stock
- 9,181(indirect: By ESOP)
Common Stock
Footnotes (3)
- [F1]An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock.
- [F2]This transaction was executed in multiple trades at prices ranging from $15.00 to $15.365. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- [F3]Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.