4//SEC Filing
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO 4
Accession 0001039828-16-000152
$ANG-PDCIK 0001039828operating
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 3:58 PM ET
Size
11.4 KB
Accession
0001039828-16-000152
Insider Transaction Report
Form 4
RICHARDSON DEBRA J
DirectorSenior VP & Secretary
Transactions
- Award
Common Stock
2016-03-10+9,644→ 236,165 total - Exercise/Conversion
Options - Right to Buy
2016-03-11−47,250→ 0 totalExercise: $10.24From: 2013-03-15Exp: 2016-03-15→ Common Stock (47,250 underlying) - Exercise/Conversion
Common Stock
2016-03-11$10.24/sh+47,250$483,840→ 283,415 total - Sale
Common Stock
2016-03-11$15.19/sh−47,250$717,680→ 236,165 total
Holdings
- 8,380(indirect: By Trust)
Common Stock
- 9,181(indirect: By ESOP)
Common Stock
Footnotes (3)
- [F1]An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock.
- [F2]This transaction was executed in multiple trades at prices ranging from $15.00 to $15.365. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- [F3]Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
Documents
Issuer
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
CIK 0001039828
Entity typeoperating
IncorporatedIA
Related Parties
1- filerCIK 0001039828
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 3:58 PM ET
- Size
- 11.4 KB