4//SEC Filing
Hamalainen James Louis 4
Accession 0001039828-23-000139
CIK 0001039828other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 9:17 PM ET
Size
13.2 KB
Accession
0001039828-23-000139
Insider Transaction Report
Form 4
Hamalainen James Louis
EVP & CCSO, AEILIC
Transactions
- Sale
Common Stock
2023-09-19$54.11/sh−81,969$4,435,015→ 19,216 total - Exercise/Conversion
Options - Right to Buy
2023-09-19−66,463→ 0 totalExercise: $27.05From: 2022-01-02Exp: 2030-11-19→ Common Stock (66,463 underlying) - Exercise/Conversion
Common Stock
2023-09-19$27.05/sh+66,463$1,797,824→ 85,679 total - Exercise/Conversion
Common Stock
2023-09-19$27.40/sh+15,506$424,864→ 101,185 total - Exercise/Conversion
Options - Right to Buy
2023-09-19−15,506→ 7,753 totalExercise: $27.40From: 2022-02-25Exp: 2031-02-25→ Common Stock (15,506 underlying)
Holdings
- 1,370(indirect: By ESOP)
Common Stock
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $54.06 to $54.23. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- [F2]Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
- [F3]An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vested one year from date of grant, 1/3 vested two years from date of grant, and the remaining 1/3 will vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023.
Documents
Issuer
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
CIK 0001039828
Entity typeother
Related Parties
1- filerCIK 0001834057
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 9:17 PM ET
- Size
- 13.2 KB