4//SEC Filing
LOWENTHAL ALBERT G 4
Accession 0001041339-23-000004
CIK 0000791963other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 4:09 PM ET
Size
12.6 KB
Accession
0001041339-23-000004
Insider Transaction Report
Form 4
LOWENTHAL ALBERT G
DirectorChairman and CEO10% Owner
Transactions
- Other
Class A non-voting common stock
2023-01-30+4,454→ 118,779 total - Other
Restricted Class A non-voting common stock
2023-01-30−9,100→ 417,472 total→ Class A non-voting common stock (4,454 underlying) - Other
Class A non-voting common stock
2023-01-29+25,771→ 114,325 total - Other
Restricted Class A non-voting common stock
2023-01-29−46,429→ 426,572 total→ Class A non-voting common stock (25,771 underlying)
Holdings
- 3,115,768(indirect: Phase II Financial LP)
Class A non-voting common stock
- 97,128(indirect: Phase II Financial Inc.)
Class B voting common stock
Footnotes (4)
- [F1]The transaction describes the vesting of 46,429 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 25,771 Class A non-voting common shares were converted and 20,658 shares were forfeited.
- [F2]The transaction describes the vesting of 9,100 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2018 of which 4,454 Class A non-voting common shares were converted and 4,646 shares were forfeited.
- [F3]Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner.
- [F4]Phase II Financial Inc. is a Delaware corporation controlled by Mr. Lowenthal who is its president.
Documents
Issuer
OPPENHEIMER HOLDINGS INC
CIK 0000791963
Entity typeother
Related Parties
1- filerCIK 0001041339
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 4:09 PM ET
- Size
- 12.6 KB