LOWENTHAL ALBERT G 5
5 · OPPENHEIMER HOLDINGS INC · Filed Feb 13, 2024
Insider Transaction Report
Form 5
LOWENTHAL ALBERT G
DirectorCEO10% Owner
Transactions
- Purchase
Class A non-voting common stock
2023-02-24$44.05/sh+54.62$2,406→ 16,095 total(indirect: By 401(k)) - Purchase
Class A non-voting common stock
2023-11-24$40.68/sh+59.81$2,433→ 16,282 total(indirect: By 401(k)) - Purchase
Class A non-voting common stock
2023-05-26$37.43/sh+64.5$2,414→ 16,159 total(indirect: By 401(k)) - Purchase
Class A non-voting common stock
2023-08-25$38.53/sh+62.9$2,424→ 16,222 total(indirect: By 401(k))
Holdings
- 97,128(indirect: Phase II Financial Inc.)
Class B voting common stock
- 3,115,768(indirect: Phase II Financial LP)
Class A non-voting common stock
- 159,462
Class A non-voting common stock
Footnotes (3)
- [F1]The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.
- [F2]Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner.
- [F3]Phase II Financial Inc. is a Delaware corporation controlled by Mr. Lowenthal who is its president.