4//SEC Filing
FEMALE HEALTH CO 4
Accession 0001042167-16-000291
$VERUCIK 0000863894operating
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 1:46 PM ET
Size
16.1 KB
Accession
0001042167-16-000291
Insider Transaction Report
Form 4
FEMALE HEALTH COFHCO
BETHUNE DAVID R
Director
Transactions
- Award
Common Stock, par value $.01 per share
2016-10-31+140,000→ 389,115 total - Exercise/Conversion
Common Stock, par value $.01 per share
2016-10-31+16,667→ 405,782 total - Award
Common Stock Option
2016-10-31$0.95/sh+140,000$133,000→ 140,000 totalExercise: $0.95From: 2017-10-31Exp: 2026-10-31→ Common Stock (140,000 underlying) - Award
Restricted Stock Units
2016-10-31+140,000→ 280,000 totalFrom: 2018-10-31Exp: 2018-10-31→ Common Stock (140,000 underlying) - Award
Stock Appreciation Rights
2016-10-31+140,000→ 420,000 totalExercise: $0.95From: 2018-10-31Exp: 2026-10-31→ Common Stock (140,000 underlying) - Exercise/Conversion
Right to Receive Common Stock
2016-10-31+16,667→ 0 totalFrom: 2016-10-31Exp: 2016-10-31→ Common Stock (16,667 underlying)
Footnotes (3)
- [F1]The reporting person had the right to receive at his election either 16,667 shares of FHCO common stock or cash based on the market value of 16,667 shares of FHCO common stock as of October 31, 2016, which was $0.95 per share. The reporting person elected to receive 16,667 shares of FHCO common stock.
- [F2]The reporting person has the right to receive 140,000 shares of FHCO common stock if, prior to the second anniversary of the date of grant, FHCO receives shareholder approval under NASDAQ Rule 5635(c) to (i) increase the number of authorized shares under the 2008 Stock Incentive Plan sufficient to issue such shares or (ii) adopt a new plan under which such shares would be issued. If such approval is not received by such date, such awards will be settled in cash based on the fair market value of FHCO common stock on the vesting date.
- [F3]The stock appreciation rights will be settled in stock if, prior to the second anniversary of the date of grant, FHCO receives shareholder approval under NASDAQ Rule 5635(c) to (i) increase the number of authorized shares under the 2008 Stock Incentive Plan sufficient to issue such shares or (ii) adopt a new plan under which such shares would be issued. If such approval is not received by such date, such rights will be settled in cash based on the fair market value of FHCO common stock on the exercise date.
Documents
Issuer
FEMALE HEALTH CO
CIK 0000863894
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000863894
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 8:00 PM ET
- Accepted
- Nov 2, 1:46 PM ET
- Size
- 16.1 KB