4//SEC Filing
BROCKETT FRANCESCA L 4
Accession 0001042892-03-000098
CIK 0001005414other
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 4:35 PM ET
Size
12.5 KB
Accession
0001042892-03-000098
Insider Transaction Report
Form 4
BROCKETT FRANCESCA L
Ex. V.P. Strategic Plan/Bus. D
Transactions
- Tax Payment
Common Stock
2003-10-01$12.41/sh−8,157$101,228→ 3,868 total(indirect: By Trust) - Tax Payment
Common Stock
2003-10-01$12.41/sh−18,854$233,978→ 45,000 total - Exercise/Conversion
Common Stock
2003-10-01$8.25/sh+18,854$155,546→ 63,854 total - Award
Stock Option (Right to Buy)
2003-10-01+27,011→ 27,011 totalExercise: $12.41From: 2004-04-01Exp: 2013-04-01→ Common Stock (27,011 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2003-10-01−40,631→ 34,369 totalExercise: $8.25From: 2003-10-01Exp: 2013-04-01→ Common Stock (40,631 underlying) - Exercise/Conversion
Common Stock
2003-10-01$8.25/sh+13,620$112,365→ 25,645 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2003-10-01$8.25/sh+8,157$67,295→ 12,025 total(indirect: By Trust)
Footnotes (1)
- [F1]Options to purchase 40,631 shares of common stock were exercised by delivery of 27,011 shares (including 8,157 shares from a non-discretionary account) of common stock owned by the Reporting Person. Upon exercise, the Reporting Person was granted restoration options to purchase 27,011 shares of common stock under the Amended and Restated 1994 Stock Option and Performance Incentive Plan (the "Restoration Options"). The Restoration Options vest as follows: 2,082 Restoration Options vest on the second anniversary of the grant date of the original option and 24,929 Restoration Options vest on the third anniversary of the grant date of the original option, but the Reporting Person may exercise the Restoration Options after six months from the grant date of the Restoration Option, with the underlying shares being deposited into a non-discretionary account on behalf of the Reporting Person. These Restoration Options are subject to forfeiture under certain conditions. As a condition of granting the Restoration Option, 13,620 shares of common stock, representing the difference between the amount of options exercised (40,631) less the amount of shares of common stock delivered as payment for the exercise price (27,011), were placed into a non-discretionary account established by the Issuer for a minimum of two years from the transaction date. In addition, 1,049 of these shares vest on the second anniversary of the grant date of the original option and 12,571 of these shares vest on the third anniversary of the grant date of the original option.
Documents
Issuer
TOYS R US INC
CIK 0001005414
Entity typeother
Related Parties
1- filerCIK 0001071779
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 4:35 PM ET
- Size
- 12.5 KB