Zizelman James 4
4 · STONERIDGE INC · Filed Feb 4, 2026
Research Summary
AI-generated summary of this filing
Stoneridge (SRI) CEO James Zizelman Receives 142,933-Unit Award
What Happened
- James Zizelman, President, CEO and Director of Stoneridge, was granted 142,933 share-based awards (reported as a derivative award) on January 31, 2026. The reported acquisition price is $0.00, reflecting an award/grant rather than a purchase. This grant is recorded as “A” (award/grant) on the Form 4.
Key Details
- Transaction date: January 31, 2026; Filing date: February 4, 2026.
- Grant size: 142,933 share-based units; reported acquisition price: $0.00.
- Shares owned after transaction: not specified in the provided filing summary.
- Footnotes reported:
- F1: Some of the granted Share Units convert one-for-one into common shares if the recipient remains employed on the third anniversary of the grant dates.
- F2: Phantom Shares are economic equivalents of common shares and will be paid in cash equal to the fair market value per share on vesting (vest date noted as January 31, 2027) if the recipient remains employed on that date.
- Filing timeliness: Form shows the grant date of Jan 31 and was filed Feb 4; the filing does not include a timeliness flag in the provided summary — investors may want to verify timeliness with the full SEC filing.
Context
- These awards are compensation grants under Stoneridge’s Long-Term Incentive Plan (LTIP), not open-market purchases or sales. Part of the award may convert to actual shares after a multi-year vesting/service condition; other portions (phantom shares) are payable in cash at fair market value if vesting conditions are met. Awards like this are common executive compensation and do not by themselves indicate a buy or sell decision by the insider.
Insider Transaction Report
Form 4
Zizelman James
DirectorPresident and CEO
Transactions
- Award
Phantom Shares
[F2]2026-01-31+142,933→ 142,933 totalFrom: 2027-01-31Exp: 2027-01-31→ Common Shares, without par value (142,933 underlying)
Holdings
- 19,695
Common Shares, without par value
- 6,500(indirect: By Trust)
Common Shares, without par value
- 213,162
Share Units
[F1]→ Common Shares, without par value (213,162 underlying)
Footnotes (2)
- [F1]Share Units granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan are payable on a one-for-one basis in Company common shares if the Reporting Person remains employed on the third anniversary date of the various grant dates.
- [F2]Phantom Shares granted to the Reporting Person pursuant to the Company's Long-Term Incentive Plan. Each Phantom Share is the economic equivalent of one Company Common Share and will be paid in cash equal to the fair market value of one Company Common Share on the vesting date of January 31, 2027 if the Reporting Person remains employed on that date.
Signature
/s/ Robert M. Loesch, by power of attorney|2026-02-04