4//SEC Filing
UTIX GROUP INC 4
Accession 0001044321-07-000295
CIK 0000842010operating
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 11:32 AM ET
Size
10.5 KB
Accession
0001044321-07-000295
Insider Transaction Report
Form 4
UTIX GROUP INCUTIX
MARXE AUSTIN W & GREENHOUSE DAVID M
10% Owner
Transactions
- Purchase
Warrants
2007-11-15$1.00/sh+223,847$223,847→ 49,003,656 total(indirect: By Partnership)Exercise: $1.00From: 2007-11-15Exp: 2012-11-15→ Common Stock (223,844 underlying) - Purchase
Convertible Preferred
2007-11-15$0.65/sh+746,155$485,001→ 1,866,164 total(indirect: By Partnership)Exercise: $0.65From: 2007-11-15→ Common Stock (746,155 underlying)
Footnotes (3)
- [F1]This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman) & Special Situations Private Equity Fund, LP (PE), respectively. A total of 18,439,520 Wts to purchase 751,054 shares of CS are held by QP, 5,304,520 Wts to purchase 216,057 shares of CS are held by Cayman & 25,259,616 Wts to purchase 1,028,841 shares of CS are held by PE. The interest of Marxe and Greenhouse in the shares of Warrants owned by QP, Cayman & PE is limited to the extent of his pecuniary interest.
- [F2]No date available.
- [F3]This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman) & Special Situations Private Equity Fund, LP (PE), respectively. A total of 702,217 shares of Preferred Stock convertible into 3,088,464 shares of CS are held by QP, 202,009 shares of Preferred Stock convertible into 888,464 shares of CS are held by Cayman & 961,938 shares of Preferred Stock convertible into 4,230,769 shares of CS are held by PE. The interest of Marxe and Greenhouse in the shares of Preferred Stock owned by QP, Cayman & PE is limited to the extent of his pecuniary interest.
Documents
Issuer
UTIX GROUP INC
CIK 0000842010
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000842010
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 11:32 AM ET
- Size
- 10.5 KB