UTIX GROUP INC 4
4 · UTIX GROUP INC · Filed Nov 19, 2007
Insider Transaction Report
Form 4
UTIX GROUP INCUTIX
MARXE AUSTIN W & GREENHOUSE DAVID M
10% Owner
Transactions
- Purchase
Warrants
2007-11-15$1.00/sh+223,847$223,847→ 49,003,656 total(indirect: By Partnership)Exercise: $1.00From: 2007-11-15Exp: 2012-11-15→ Common Stock (223,844 underlying) - Purchase
Convertible Preferred
2007-11-15$0.65/sh+746,155$485,001→ 1,866,164 total(indirect: By Partnership)Exercise: $0.65From: 2007-11-15→ Common Stock (746,155 underlying)
Footnotes (3)
- [F1]This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman) & Special Situations Private Equity Fund, LP (PE), respectively. A total of 18,439,520 Wts to purchase 751,054 shares of CS are held by QP, 5,304,520 Wts to purchase 216,057 shares of CS are held by Cayman & 25,259,616 Wts to purchase 1,028,841 shares of CS are held by PE. The interest of Marxe and Greenhouse in the shares of Warrants owned by QP, Cayman & PE is limited to the extent of his pecuniary interest.
- [F2]No date available.
- [F3]This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman) & Special Situations Private Equity Fund, LP (PE), respectively. A total of 702,217 shares of Preferred Stock convertible into 3,088,464 shares of CS are held by QP, 202,009 shares of Preferred Stock convertible into 888,464 shares of CS are held by Cayman & 961,938 shares of Preferred Stock convertible into 4,230,769 shares of CS are held by PE. The interest of Marxe and Greenhouse in the shares of Preferred Stock owned by QP, Cayman & PE is limited to the extent of his pecuniary interest.