BROADWIND ENERGY, INC. 4
4 · BROADWIND ENERGY, INC. · Filed Jan 12, 2015
Insider Transaction Report
Form 4
MARXE AUSTIN W & GREENHOUSE DAVID M
10% Owner
Transactions
- Sale
Common Stock
2015-01-08$5.00/sh−176,999$885,632→ 1,935,192 total(indirect: By Partnership) - Sale
Common Stock
2015-01-09$5.03/sh−8,620$43,346→ 1,926,572 total(indirect: By Partnership)
Footnotes (2)
- [F1]This is a weighted average price.
- [F2]This is a joint filing by Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (Tech 2). 1,013,779 shares of Common Stock are held by QP, 337,900 shares of Common Stock are held by Cayman, 80,464 shares of Common Stock are held by Tech and 494,429 shares of Common Stock are held by Tech 2. The interest of Marxe, Greenhouse and Stettner in the shares of Common Stock owned by QP, Cayman, Tech and Tech 2 is limited to the extent of his pecuniary interest.