4//SEC Filing
GELLER ARNIE 4
Accession 0001044885-04-000044
CIK 0000796764other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 2:25 PM ET
Size
11.9 KB
Accession
0001044885-04-000044
Insider Transaction Report
Form 4
RMS TITANIC INCSOST
GELLER ARNIE
DirectorChief Executive Officer
Transactions
- Exercise/ConversionSwap
Option to buy common stock
2004-07-30−300,000→ 1,050,000 totalExercise: $1.15From: 2001-01-26Exp: 2011-01-26→ Common Stock (300,000 underlying) - Award
Common Stock
2004-07-30+600,000→ 2,387,500 total - Exercise/ConversionSwap
Option to buy common stock
2004-07-30−500,000→ 1,350,000 totalExercise: $1.75From: 2000-06-28Exp: 2010-06-28→ Common Stock (500,000 underlying) - Exercise/ConversionSwap
Option to buy common stock
2004-07-30−400,000→ 650,000 totalExercise: $1.64From: 2004-04-10Exp: 2014-04-10→ Common Stock (400,000 underlying)
Footnotes (1)
- [F1]As of July 30, 2004, the Reporting Person agreed to surrender options to purchase 1,200,000 shares of Common Stock in exchange for 600,000 shares of Common Stock by Letter Agreement. The Issuer and the Reporting Person agreed to this surrender and issuance because the authorized capital stock of the Issuer set forth in the Issuer's Articles of Incorporation is 30,000,000 shares of Common Stock. The reduction in the number of shares of Common Stock reserved for issuance on the exercise of stock options resulting from the surrender of stock options by the Reporting Person will permit the Issuer to issue additional shares of Common Stock to third parties without amending its Articles of Incorporation.
Documents
Issuer
RMS TITANIC INC
CIK 0000796764
Entity typeother
Related Parties
1- filerCIK 0001143609
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 2:25 PM ET
- Size
- 11.9 KB