Spurling David A 4

4 · HERITAGE FINANCIAL CORP /WA/ · Filed Mar 17, 2020

Form 4

Period: 2020-03-16

Chief Credit Officer

Transactions

Exercise/Conversion
Common Stock
2020-03-16$21.54/sh+466$10,038→ 22,582 total
Exercise/Conversion
Common Stock
2020-03-16$21.54/sh+460$9,908→ 22,116 total
Exercise/Conversion
Common Stock
2020-03-16$21.54/sh+524$11,287→ 23,106 total
Exercise/Conversion
Restricted Stock Units
2020-03-16$21.54/sh−460$9,908→ 460 total
Exercise: $0.00From: 2021-03-15Exp: 2021-03-15→ Common Stock (460 underlying)
Exercise/Conversion
Common Stock
2020-03-16$21.54/sh+1,776$38,255→ 24,882 total
Exercise/Conversion
Restricted Stock Units
2020-03-16$21.54/sh−524$11,287→ 0 total
Exercise: $0.00From: 2020-03-15Exp: 2020-03-15→ Common Stock (524 underlying)
Tax Payment
Common Stock
2020-03-16$21.54/sh−641$13,807→ 24,241 total
Exercise/Conversion
Performance Share Units
2020-03-16$21.54/sh−466$10,038→ 932 total
Exercise: $0.00From: 2022-03-15Exp: 2022-03-15→ Common Stock (466 underlying)
Exercise/Conversion
Performance Share Units
2020-03-16$21.54/sh−1,776$38,255→ 0 total
Exercise: $0.00From: 2020-03-15Exp: 2020-03-15→ Common Stock (1,776 underlying)

Footnotes (4)

[F1]Represents 1,572 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 204 shares were granted upon vest. A total of 1,776 shares vested on 03/15/2020.
[F2]RSU grant 2018
[F3]RSU grant 2017
[F4]PSU grant 2017

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