Spurling David A 4

4 · HERITAGE FINANCIAL CORP /WA/ · Filed Mar 16, 2021

Form 4

Period: 2021-03-15

Chief Credit Officer

Transactions

Exercise/Conversion
Restricted Stock Units
2021-03-15$29.66/sh−638$18,923→ 1,276 total
Exercise: $0.00From: 2023-03-15Exp: 2023-03-15→ Common Stock (638 underlying)
Exercise/Conversion
Restricted Stock Units
2021-03-15$29.66/sh−460$13,644→ 0 total
Exercise: $0.00From: 2021-03-15Exp: 2021-03-15→ Common Stock (460 underlying)
Exercise/Conversion
Restricted Stock Units
2021-03-15$29.66/sh−466$13,822→ 932 total
Exercise: $0.00From: 2022-03-15Exp: 2022-03-15→ Common Stock (466 underlying)
Exercise/Conversion
Common Stock
2021-03-15$29.66/sh+460$13,644→ 25,339 total
Tax Payment
Common Stock
2021-03-15$29.66/sh−475$14,089→ 25,770 total
Exercise/Conversion
Performance Share Units
2021-03-15$29.66/sh−440$13,050→ 940 total
Exercise: $0.00Exp: 2021-03-15→ Common Stock (440 underlying)
Exercise/Conversion
Common Stock
2021-03-15$29.66/sh+440$13,050→ 26,245 total
Exercise/Conversion
Common Stock
2021-03-15$29.66/sh+638$18,923→ 24,879 total
Exercise/Conversion
Common Stock
2021-03-15$29.66/sh+466$13,822→ 25,805 total

Footnotes (4)

[F1]RSU grant 2018
[F2]PSU grant 2018
[F3]Represents 1,380 PSU's granted on 02/18/2018. Total 440 PSU's vested represents percentage of Target Payout.
[F4]Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Documents

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