Home/Filings/4/0001047122-20-000088
4//SEC Filing

Paliwal Dinesh C 4

Accession 0001047122-20-000088

CIK 0001047122other

Filed

Apr 6, 8:00 PM ET

Accepted

Apr 7, 8:57 PM ET

Size

11.4 KB

Accession

0001047122-20-000088

Insider Transaction Report

Form 4
Period: 2020-04-03
Transactions
  • Disposition to Issuer

    Common Stock

    2020-04-032,8490 total
  • Disposition to Issuer

    Common Stock

    2020-04-031460 total(indirect: Benefit Plan)
  • Disposition to Issuer

    Deferred Restricted Stock Units

    2020-04-03878668 total
    Common Stock (878 underlying)
  • Disposition to Issuer

    Deferred Restricted Stock Units

    2020-04-036680 total
    Common Stock (668 underlying)
Footnotes (4)
  • [F1]Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
  • [F2]Represents shares of Raytheon Common Stock in the Reporting Person's benefit plan account.
  • [F3]Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 30, 2019. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
  • [F4]Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Issuer

RAYTHEON CO/

CIK 0001047122

Entity typeother

Related Parties

1
  • filerCIK 0001360224

Filing Metadata

Form type
4
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 8:57 PM ET
Size
11.4 KB