Home/Filings/4/0001047122-20-000102
4//SEC Filing

SPIVEY WILLIAM 4

Accession 0001047122-20-000102

CIK 0001047122other

Filed

Apr 7, 8:00 PM ET

Accepted

Apr 8, 12:38 PM ET

Size

7.6 KB

Accession

0001047122-20-000102

Insider Transaction Report

Form 4
Period: 2020-04-03
Transactions
  • Disposition to Issuer

    Common Stock

    2020-04-0323,1180 total
  • Disposition to Issuer

    Deferred Restricted Stock Units

    2020-04-036680 total
    Common Stock (668 underlying)
Footnotes (3)
  • [F1]Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.
  • [F2]Includes 1,168 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.
  • [F3]Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Issuer

RAYTHEON CO/

CIK 0001047122

Entity typeother

Related Parties

1
  • filerCIK 0001185711

Filing Metadata

Form type
4
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 12:38 PM ET
Size
7.6 KB