HARMON DEBORAH L 4

Accession 0001047253-17-000008

CIK 0001647509other

Filed

Sep 20, 8:00 PM ET

Accepted

Sep 21, 5:02 PM ET

Size

22.7 KB

Accession

0001047253-17-000008

Form 4

Period: 2017-09-21

Director

Transactions

Exercise/Conversion
2014 Stock Option Grant (right to buy)
2017-09-21−616→ 4,127 total
Exercise: $18.73From: 2015-03-28Exp: 2024-03-28→ Class A Common (616 underlying)
Exercise/Conversion
2016 Stock Option Grant (right to buy)
2017-09-21−12,510→ 0 total
Exercise: $20.94From: 2017-03-23Exp: 2026-03-23→ Class A Common (12,510 underlying)
Exercise/Conversion
Class A Common Stock
2017-09-21$18.73/sh+616$11,538→ 1,016 total
Exercise/Conversion
Class A Common Stock
2017-09-21$20.94/sh+12,510$261,959→ 13,526 total
Sale
Class A Common Stock
2017-09-21$25.09/sh−13,126$329,367→ 400 total

Holdings

Class A Common Stock
23,572
2011 Stock Option Grant (right to buy)
Exercise: $17.72From: 2012-04-13Exp: 2021-04-13→ Class A Common (4,463 underlying)
4,463
2017 Stock Option Grant (right to buy)
Exercise: $21.83From: 2018-03-24Exp: 2027-03-24→ Class A Common (26,112 underlying)
26,112
2012 Stock Option Grant (right to buy)
Exercise: $14.74From: 2013-04-11Exp: 2022-04-11→ Class A Common (7,216 underlying)
7,216
2008 Stock Option Grant (right to buy)
Exercise: $37.68From: 2009-04-07Exp: 2018-04-07→ Class A Common (5,319 underlying)
5,319
Phantom Stock Dividend Equivalent Rights
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Class A Common (29.669 underlying)
5,376.406

Footnotes (11)

[F1]Shares are held in street account. 9/21/2017: The price $25.0927 represents a weighted average of sales prices ranging from $25.06 per share to $25.13 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
[F10]Exercisable at retirement, termination, death or disability.
[F11]No present expiration date.
[F2]Shares are held in Direct Registration Account.
[F3]2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 34.33 exercisable 4/07/2011.
[F4]2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
[F5]2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
[F6]2014 Stock Option Grant - 100% exercisable 3/28/2015.
[F7]2016 Stock Option Grant - 100% exercisable 3/23/2017.
[F8]2017 Stock Option Grant - 100% exercisable 3/24/2018.
[F9]Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Plan requires participants to make a annual defined election. Ms Harmon is currently contributing $8,125 on a quarterly basis from director fees paid after each quarterly meeting. Additional shares due to reinvestment of dividend.

Documents

2 files

Forest City Realty Trust, Inc.

CIK 0001647509

Entity typeother