13F-HR 1 a2150381z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2004 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bayard D. Waring ------------------------------- Address: c/o Amelia Peabody Foundation ------------------------------- One Hollis Street ------------------------------- Wellesley, MA 02482 ------------------------------- Form 13F File Number: 028-05999 -------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bayard D. Waring ------------------------------- Title: Trustee ------------------------------- Phone: 781-237-6468 ------------------------------- Signature, Place, and Date of Signing: /s/ Bayard D. Waring Gloucester, Massachusetts January 26, 2005 ------------------------- ------------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /x/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-05989 Amelia Peabody Foundation --------------- ------------------------------------ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------- Form 13F Information Table Entry Total: 28 -------------------- Form 13F Information Table Value Total: $ 5,036 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-05993 Philip B. Waring ------ ----------------- --------------------------------- Bayard Waring FORM 13F INFORMATION TABLE QUARTER ENDED DECEMBER 31, 2004

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ~~Name~~------------------------- of---------------- ~~Issuer~~--------- ~~Title~~-------- of---------------------- ~~CUSIP~~------------ ~~Value~~---------- ~~Shrs~~---------------------- orVALUE ShSHRS OR SH/ ~~Put~~PUT/ ~~Investment~~INVESTMENT ~~Other~~OTHER ~~Voting~~VOTING ~~Authority~~AUTHORITY ~~Class~~NAME XOF ~~$1000)~~ISSUER ~~Prn~~TITLE ~~Amt~~OR ~~Prn~~CLASS ~~Call~~CUSIP ~~Discretion~~(x$1000) ~~Managers~~PRN ~~Sole~~AMT ~~Shared~~PRN ~~Other~~CALL ~~ABERDEEN~~DISCRETION ~~GLOBAL~~MANAGERS ~~INCOME~~SOLE ~~FUND~~SHARED INNONE ~~Common~~------------------------- ~~003013109~~---------------- 48--------- ~~4,000~~-------- SH--------- ~~Other~~----- 1------ ~~4,000~~------------ 0---------- 0------ ~~ACCENTURE~~-------- ~~LTD~~-CL----- ~~A Common G1150G111 137 5,000 SH Other 1 5,000 0 0~~ ALLIANCE RESOURCE ~~Unit~~ PARTNERS Unit Ltd Ptr 01877R108 ~~327~~518 ~~7,000~~7000 SH Shared-Other 1 ~~7,000~~7000 0ALLSTATE 0CORP ~~AMERICAN CAP STRATEGIES LTD~~ Common ~~024937104~~20002101 ~~140~~259 ~~5,000~~5000 SH Shared-Other 1 ~~5,000~~5000 ~~0 0~~ AMERICAN ~~HOME~~CAP ~~MORTGAGE~~STRATEGIES ~~INVESTM~~LTD Common ~~02660R107~~24937104 ~~194~~167 ~~7,500~~5000 SH Shared-Other 1 ~~7,500~~5000 ~~0 0 AMGEN INC Common 031162100 273 5,000 SH Other 1 5,000 0 0 BED BATH & BEYOND INC Common 075896100 192 5,000 SH Other 1 5,000 0 0~~ BHP BILLITON LTD ADR Common ~~088606108~~88606108 88192 ~~5,000~~8000 SH Shared-Other 1 ~~5,000~~8000 ~~0 0~~ Biotech Holders Common 09067D201 1415 100 SH Shared-Other 1 100 0CEMEX 0SOUTH ~~BRISTOL~~AMERICA- ~~MYERS~~SPSRD ~~SQUIBB CO~~ Common ~~110122108~~151290889 ~~123~~182 ~~5,000~~5000 SH Shared-Other 1 ~~5,000~~5000 0DOMINION 0RES ~~CERNER~~BLACK ~~CORP~~WARRIOR ~~Common~~TR ~~156782104~~Unit ~~223~~Ben ~~5,000~~Int SH25746Q108 ~~Other~~181 15000 ~~5,000 0 0 CHINA YUCHAI INTERNATIONAL LTD Common G21082105 91 5,000~~ SH Shared-Other 1 ~~5,000~~5000 0ENERPLUS 0RESOURCES ~~CORNING~~FUND ~~INC~~Unit ~~Common~~Trust ~~219350105~~29274D604 65182 ~~5,000~~5000 SH Shared-Other 1 ~~5,000~~5000 0ENTERPRISE 0PRODS ~~CRAY~~PARTNERS ~~INC~~LP Common ~~225223106~~293792107 33374 ~~5,000~~14480 SH Shared-Other 1 ~~5,000~~14480 ~~0 0 DOMINION RES BLACK Ben WARRIOR TR Interest 25746Q108 152 5,000 SH Other 1 5,000 0 0~~ EXXON MOBIL CORPORATION Common 30231G102 ~~222~~256 ~~5,000~~5000 SH Shared-Other 1 ~~5,000~~5000 ~~0 0 FOUNDRY NETWORKS INC Common 35063R100 106 7,500 SH Other 1 7,500 0 0~~ GENERAL ELECTRIC CORP Common 369604103 ~~243~~274 ~~7,500~~7500 SH Shared-Other 1 ~~7,500~~7500 ~~0 0~~ GREAT PLAINS ENERGY INC Common 391164100 ~~149~~151 ~~5,000~~5000 SH Shared-Other 1 ~~5,000~~5000 0HEADWATERS 0INC ~~GULFTERRA ENERGY PARTNERS LP~~ Common ~~40274U108~~42210P102 ~~310~~228 ~~8,000~~8000 SH Shared-Other 1 ~~8,000~~8000 0HSBC 0HOLDINGS ~~ING GROEP NV~~ PLC-SPONS ADR Common ~~456837103~~404280406 ~~119~~426 ~~5,000~~5000 SH Shared-Other 1 ~~5,000~~5000 0ING 0GROEP ~~INTEL~~NV ~~CORP~~SPONS ADR Common ~~458140100~~456837103 ~~138~~155 ~~5,000~~5121 SH Shared-Other 1 ~~5,000~~5121 0ISHARES 0TR ~~Ishares Tr~~ S&P ~~Global~~GLOBAL ~~Energy~~ENERGY ~~Sector~~SECTOR Common 464287341 1618 250 SH Shared-Other 1 250 ~~0 0 JDS UNIPHASE CORP Common 46612J101 53 14,000 SH Other 1 14,000 0 0 JP MORGAN CHASE & CO Common 46625H100 194 5,000 SH Other 1 5,000 0 0~~ KEYCORP NEW Common 493267108 ~~149~~170 ~~5,000~~5000 SH Shared-Other 1 ~~5,000~~5000 0NASDAQ ~~0 MILLENNIUM PHARMACEUTICALS INC Common 599902103 69 5,000 SH Other 1 5,000 0 0 Nasdaq~~ 100 ~~Trust~~TRUST Common 631100104 1920 500 SH Shared-Other 1 500 ~~0 0 NORTEL NETWORKS CORP Common 656568102 50 10,000 SH Other 1 10,000 0 0 ORASURE TECHNOLOGIES INC Common 68554V108 49 5,000 SH Other 1 5,000 0 0~~ PETROCHINA CO LTD ADR Common 71646E100 ~~232~~268 ~~5,000~~5000 SH Shared-Other 1 ~~5,000~~5000 ~~0 0~~ REGIONS FINANCIAL CORP NEW Common ~~758940100~~7591EP100 ~~183~~220 ~~5,000~~6173 SH Shared-Other 1 ~~5,000~~6173 0SECTOR 0SPDR ~~SEA~~TR ~~CONTAINERS~~SHS ~~LTD~~BEN CLINT AENERGY Common ~~811371707~~81369Y506 8828 ~~5,000~~800 SH Shared-Other 1 ~~5,000~~800 0SENIOR 0HOUSING ~~Sector~~PROPs ~~SPDR~~TRUS ~~Tr Shs Ben Int Energy~~ Common ~~81369Y506~~81721M109 2595 ~~800~~5000 SH Shared-Other 1 ~~800~~5000 0SHIP 0FINANCE ~~Select~~INTERNATIONAL ~~Sector~~LTD ~~SPDR Tr Consumer~~ Common ~~81369Y407~~G81075106 1951 ~~600~~2500 SH Shared-Other 1 ~~600~~2500 0SIMPSON 0MANUFACTURING ~~SENIOR~~CO ~~HOUSING~~INC ~~PROPERTIES TRUS~~ Common ~~81721M109~~829073105 84175 ~~5,000~~5000 SH Shared-Other 1 ~~5,000~~5000 0VERIZON 0COMMUNICATIONS ~~Streettracks~~Common ~~Ser~~92343V104 ~~Tr.~~203 ~~Morg~~5000 ~~Stan~~SH ~~High~~Shared-Other ~~Tech~~1 355000 ~~Indx~~WILSON GREATBATCH TECH Common ~~86330E703~~972232102 17112 ~~350~~5000 SH Shared-Other 1 ~~350~~5000 0WINNEBAGO 0INDS ~~UTSTARCOM~~ INC Common ~~918076100~~974637100 ~~151~~98 ~~5,000~~2500 SH Shared-Other 1 ~~5,000~~2500 0WIRELESS 0HOLDRS ~~Wireless~~TR ~~Holdrs~~DEP TrRCT ~~Dep Rct~~ Common ~~97653L208~~9753L208 1718 300 SH Shared-Other 1 300 ~~0 0 $4,802~~5036

Filing Compare · WARING BAYARD D