13F-HR 1 a2205810z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ------------------ Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Three Zero Three Capital Partners, LLC -------------------------------------- Address: 318 W. Adams -------------------------------------- 10th Floor -------------------------------------- Chicago, IL 60606 -------------------------------------- Form 13F File Number: 28-13865 ------------------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Dorenbos ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 312-432-6551 ------------------------------- Signature, Place, and Date of Signing: /S/ Peter Dorenbos Chicago, ILLinois October 6, 2011 ------------------------------- ----------------- --------------- [Signature] [City, State] [Date] The following managers (KCM Management LLC, Equity Volatility Trading LLC, Moray Capital Management LLC, MMJ Capital Management LLC) currently included under Three Zero Three Capital Partner's filing no longer meet the 100 million threshold requirement, and therefore, are no longer required to file. Future filings by Three Zero Three Capital Partners will not include these other managers. Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Page 1 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 -------------------- Form 13F Information Table Entry Total: 580 -------------------- Form 13F Information Table Value Total: $113,714 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 2 28-13866 KCM Management LLC ------ ----------------- ----------------------------- 4 28-13868 Equity Volatility Trading LLC ------ ----------------- ----------------------------- 5 28-13869 Moray Capital Management LLC ------ ----------------- ----------------------------- 6 28-13870 MMJ Capital Management LLC ------ ----------------- ----------------------------- [Repeat as necessary.] Page 2 FORM 13F INFORMATION TABLE

Page 3 2011q3 APPLIED INDL TECHNOLOGIES IN COM 03820C105 3.00 100.00 SH OTHER 1, 5 100.00 2011q3 ARCH COAL INC COM 039380100 172.00 11,809.00 SH OTHER 1, 2 11,809.00 2011q3 ARIBA INC COM NEW 04033V203 125.00 4,500.00 SH OTHER 1, 5 4,500.00 2011q3 ARM HLDGS PLC SPONSORED ADR 042068106 170.00 6,655.00 SH OTHER 1, 2 6,655.00 2011q3 ARUBA NETWORKS INC COM 043176106 140.00 6,700.00 SH OTHER 1, 6 6,700.00 2011q3 ASPEN TECHNOLOGY INC COM 045327103 17.00 1,100.00 SH OTHER 1, 5 1,100.00 2011q3 ASSURED GUARANTY LTD COM G0585R106 8.00 750.00 SH OTHER 1, 2 750.00 2011q3 ATMEL CORP COM 049513104 14.00 1,720.00 SH OTHER 1, 2 1,720.00 2011q3 ATP OIL & GAS CORP COM 00208J108 12.00 1,593.00 SH OTHER 1, 2 1,593.00 2011q3 AUTODESK INC COM 052769106 8.00 298.00 SH OTHER 1, 2 298.00 2011q3 AUTODESK INC COM 052769106 56.00 2,000.00 SH OTHER 1, 5 2,000.00 2011q3 AUTODESK INC PUT 052769106 1.00 6.00 SH PUT OTHER 1, 2 6.00 2011q3 AVALONBAY CMNTYS INC COM 053484101 559.00 4,900.00 SH OTHER 1, 6 4,900.00 2011q3 AVID TECHNOLOGY INC COM 05367P100 3.00 400.00 SH OTHER 1, 5 400.00 2011q3 AVISTA CORP COM 05379B107 2.00 100.00 SH OTHER 1, 6 100.00 2011q3 BAIDU INC SPON ADR REP A 056752108 727.00 6,800.00 SH OTHER 1, 2 6,800.00 2011q3 BAIDU INC SPON ADR REP A 056752108 3,347.00 31,309.00 SH OTHER 1, 5 31,309.00 2011q3 BAIDU INC SPON ADR REP A 056752108 86.00 800.00 SH OTHER 1, 6 800.00 2011q3 BAIDU INC PUT 056752108 564.00 340.00 SH PUT OTHER 1, 5 340.00 2011q3 BAKER HUGHES INC COM 057224107 129.00 2,800.00 SH OTHER 1, 2 2,800.00 2011q3 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 2.00 300.00 SH OTHER 1, 5 300.00 2011q3 BANK OF AMERICA CORPORATION COM 060505104 53.00 8,627.00 SH OTHER 1, 2 8,627.00 2011q3 BANK OF AMERICA CORPORATION COM 060505104 185.00 30,248.00 SH OTHER 1, 5 30,248.00 2011q3 BANK OF NEW YORK MELLON CORP COM 064058100 4.00 200.00 SH OTHER 1, 5 200.00 2011q3 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 1,150.00 21,550.00 SH OTHER 1 21,550.00 2011q3 BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 7.00 97.00 SH OTHER 1, 5 97.00 2011q3 BARCLAYS PLC ADR 06738E204 76.00 7,800.00 SH OTHER 1, 5 7,800.00 2011q3 BARRICK GOLD CORP COM 067901108 1,154.00 24,740.00 SH OTHER 1, 2 24,740.00 2011q3 BARRICK GOLD CORP COM 067901108 422.00 9,050.00 SH OTHER 1, 5 9,050.00 2011q3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 195.00 2,741.00 SH OTHER 1, 2 2,741.00 2011q3 BEST BUY INC COM 086516101 44.00 1,872.00 SH OTHER 1, 2 1,872.00 2011q3 BHP BILLITON LTD SPONSORED ADR 088606108 193.00 2,900.00 SH OTHER 1, 2 2,900.00 2011q3 BIG 5 SPORTING GOODS CORP COM 08915P101 15.00 2,500.00 SH OTHER 1, 2 2,500.00 2011q3 BIG 5 SPORTING GOODS CORP COM 08915P101 2.00 300.00 SH OTHER 1, 5 300.00 2011q3 BIG LOTS INC COM 089302103 848.00 24,345.00 SH OTHER 1, 2 24,345.00 2011q3 BIG LOTS INC COM 089302103 254.00 7,305.00 SH OTHER 1, 5 7,305.00 2011q3 BLACKBOARD INC COM 091935502 22.00 500.00 SH OTHER 1, 2 500.00 2011q3 BLACKBOARD INC COM 091935502 40.00 900.00 SH OTHER 1, 5 900.00 2011q3 BLOCK H & R INC COM 093671105 60.00 4,500.00 SH OTHER 1, 5 4,500.00 2011q3 BLUE COAT SYSTEMS INC COM NEW 09534T508 42.00 3,000.00 SH OTHER 1, 5 3,000.00 2011q3 BMC SOFTWARE INC COM 055921100 4.00 100.00 SH OTHER 1, 5 100.00 2011q3 BOEING CO COM 097023105 42.00 700.00 SH OTHER 1, 2 700.00

2011q3 BOEING CO COM 097023105 134.00 2,217.00 SH OTHER 1, 5 2,217.00 2011q3 BOEING CO COM 097023105 95.00 1,574.00 SH OTHER 1, 6 1,574.00 2011q3 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 8.00 548.00 SH OTHER 1, 2 548.00 2011q3 BP PLC SPONSORED ADR 055622104 47.00 1,292.00 SH OTHER 1, 2 1,292.00 2011q3 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 10.00 99.00 SH OTHER 1, 2 99.00 2011q3 BRIGGS & STRATTON CORP COM 109043109 1.00 100.00 SH OTHER 1, 5 100.00 2011q3 BRINKER INTL INC COM 109641100 851.00 40,692.00 SH OTHER 1, 5 40,692.00 2011q3 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 37.00 432.00 SH OTHER 1, 2 432.00 2011q3 BUFFALO WILD WINGS INC COM 119848109 78.00 1,300.00 SH OTHER 1, 5 1,300.00 2011q3 BUILD A BEAR WORKSHOP COM 120076104 1.00 200.00 SH OTHER 1, 5 200.00 2011q3 C H ROBINSON WORLDWIDE INC CALL 12541W209 52.00 493.00 SH CALL OTHER 1, 2 493.00 2011q3 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3.00 200.00 SH OTHER 1, 5 200.00 2011q3 CAI INTERNATIONAL INC COM 12477X106 1.00 100.00 SH OTHER 1, 5 100.00 2011q3 CALGON CARBON CORP COM 129603106 7.00 500.00 SH OTHER 1, 2 500.00 2011q3 CALLIDUS SOFTWARE INC COM 13123E500 30.00 6,500.00 SH OTHER 1, 5 6,500.00 2011q3 CAMECO CORP COM 13321L108 22.00 1,200.00 SH OTHER 1, 5 1,200.00 2011q3 CAMELOT INFORMATION SYS INC ADS RP ORD SHS 13322V105 7.00 2,600.00 SH OTHER 1, 2 2,600.00 2011q3 CAMERON INTERNATIONAL CORP COM 13342B105 27.00 660.00 SH OTHER 1, 5 660.00 2011q3 CANADIAN NAT RES LTD COM 136385101 227.00 7,750.00 SH OTHER 1, 5 7,750.00 2011q3 CARIBOU COFFEE INC COM 142042209 2.00 200.00 SH OTHER 1, 5 200.00 2011q3 CATERPILLAR INC DEL COM 149123101 386.00 5,224.00 SH OTHER 1, 2 5,224.00 2011q3 CBOE HLDGS INC COM 12503M108 69.00 2,800.00 SH OTHER 1, 2 2,800.00 2011q3 CBOE HLDGS INC COM 12503M108 64.00 2,600.00 SH OTHER 1, 5 2,600.00 2011q3 CELANESE CORP DEL COM SER A 150870103 20.00 600.00 SH OTHER 1, 2 600.00 2011q3 CENTERPOINT ENERGY INC COM 15189T107 638.00 32,495.00 SH OTHER 1, 6 32,495.00 2011q3 CENTRAL EUROPEAN DIST CORP COM 153435102 70.00 10,050.00 SH OTHER 1, 2 10,050.00 2011q3 CENTRAL EUROPEAN DIST CORP COM 153435102 79.00 11,300.00 SH OTHER 1, 5 11,300.00 2011q3 CENTURYLINK INC COM 156700106 184.00 5,543.00 SH OTHER 1, 5 5,543.00 2011q3 CF INDS HLDGS INC COM 125269100 62.00 499.00 SH OTHER 1, 2 499.00 2011q3 CHECKPOINT SYS INC COM 162825103 12.00 868.00 SH OTHER 1, 2 868.00 2011q3 CHENIERE ENERGY INC COM NEW 16411R208 2.00 300.00 SH OTHER 1, 5 300.00 2011q3 CHEVRON CORP NEW COM 166764100 18.00 199.00 SH OTHER 1, 2 199.00 2011q3 CHEVRON CORP NEW PUT 166764100 2.00 2.00 SH PUT OTHER 1, 2 2.00 2011q3 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 9.00 300.00 SH OTHER 1, 2 300.00 2011q3 CHILDRENS PL RETAIL STORES I COM 168905107 1.00 12.00 SH OTHER 1, 4 12.00 2011q3 CHINA AUTOMOTIVE SYS INC COM 16936R105 53.00 11,309.00 SH OTHER 1, 2 11,309.00 2011q3 CHINA FIRE & SEC GROUP INC COM 16938R103 1.00 102.00 SH OTHER 1, 5 102.00 2011q3 CHIPOTLE MEXICAN GRILL INC COM 169656105 3,640.00 12,016.00 SH OTHER 1, 5 12,016.00 2011q3 CIBER INC COM 17163B102 1.00 200.00 SH OTHER 1, 5 200.00 2011q3 CIENA CORP COM NEW 171779309 25.00 2,200.00 SH OTHER 1, 2 2,200.00 2011q3 CIENA CORP COM NEW 171779309 30.00 2,700.00 SH OTHER 1, 5 2,700.00 2011q3 CIENA CORP COM NEW 171779309 850.00 75,900.00 SH OTHER 1, 6 75,900.00

2011q3 CISCO SYS INC COM 17275R102 583.00 37,661.00 SH OTHER 1, 2 37,661.00 2011q3 CISCO SYS INC COM 17275R102 244.00 15,750.00 SH OTHER 1, 5 15,750.00 2011q3 CIT GROUP INC COM NEW 125581801 78.00 2,572.00 SH OTHER 1, 2 2,572.00 2011q3 CITIGROUP INC COM NEW 172967424 62.00 2,418.00 SH OTHER 1, 5 2,418.00 2011q3 CITIGROUP INC COM NEW 172967424 3.00 100.00 SH OTHER 1, 6 100.00 2011q3 CLEAN HARBORS INC COM 184496107 192.00 3,742.00 SH OTHER 1, 2 3,742.00 2011q3 CLIFFS NATURAL RESOURCES INC COM 18683K101 706.00 13,796.00 SH OTHER 1, 2 13,796.00 2011q3 CLIFFS NATURAL RESOURCES INC COM 18683K101 10.00 200.00 SH OTHER 1, 5 200.00 2011q3 CLOUD PEAK ENERGY INC COM 18911Q102 196.00 11,534.00 SH OTHER 1, 2 11,534.00 2011q3 CNINSURE INC SPONSORED ADR 18976M103 220.00 31,450.00 SH OTHER 1, 2 31,450.00 2011q3 CNINSURE INC CALL 18976M103 18.00 25.00 SH CALL OTHER 1, 2 25.00 2011q3 COACH INC COM 189754104 15.00 295.00 SH OTHER 1, 2 295.00 2011q3 COCA COLA CO COM 191216100 30.00 450.00 SH OTHER 1 450.00 2011q3 COGENT COMM GROUP INC COM NEW 19239V302 81.00 6,000.00 SH OTHER 1, 5 6,000.00 2011q3 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 19.00 300.00 SH OTHER 1, 5 300.00 2011q3 COLE KENNETH PRODTNS INC CL A 193294105 2.00 229.00 SH OTHER 1, 5 229.00 2011q3 COMMERCIAL METALS CO COM 201723103 115.00 12,107.00 SH OTHER 1, 2 12,107.00 2011q3 COMMERCIAL METALS CO COM 201723103 37.00 3,900.00 SH OTHER 1, 5 3,900.00 2011q3 COMMERCIAL METALS CO CALL 201723103 27.00 285.00 SH CALL OTHER 1, 2 285.00 2011q3 COMPUTER SCIENCES CORP COM 205363104 5.00 200.00 SH OTHER 1, 5 200.00 2011q3 CONOCOPHILLIPS COM 20825C104 563.00 8,898.00 SH OTHER 1, 2 8,898.00 2011q3 CONSOL ENERGY INC COM 20854P109 770.00 22,700.00 SH OTHER 1, 2 22,700.00 2011q3 CONSOL ENERGY INC COM 20854P109 53.00 1,558.00 SH OTHER 1, 5 1,558.00 2011q3 CONTINENTAL RESOURCES INC COM 212015101 121.00 2,500.00 SH OTHER 1, 2 2,500.00 2011q3 CON-WAY INC COM 205944101 2.00 92.00 SH OTHER 1, 2 92.00 2011q3 CORNING INC COM 219350105 5.00 400.00 SH OTHER 1, 5 400.00 2011q3 CRAY INC COM NEW 225223304 2.00 400.00 SH OTHER 1, 5 400.00 2011q3 CREDIT SUISSE GROUP SPONSORED ADR 225401108 31.00 1,200.00 SH OTHER 1, 6 1,200.00 2011q3 CREE INC COM 225447101 182.00 7,000.00 SH OTHER 1, 6 7,000.00 2011q3 CROCS INC COM 227046109 152.00 6,411.00 SH OTHER 1, 2 6,411.00 2011q3 CROCS INC COM 227046109 450.00 19,000.00 SH OTHER 1, 6 19,000.00 2011q3 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 362.00 11,246.00 SH OTHER 1, 2 11,246.00 2011q3 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 1.00 20.00 SH OTHER 1, 4 20.00 2011q3 CUMMINS INC COM 231021106 408.00 5,000.00 SH OTHER 1, 2 5,000.00 2011q3 DAKTRONICS INC COM 234264109 62.00 7,229.00 SH OTHER 1, 2 7,229.00 2011q3 DANAHER CORP DEL COM 235851102 4.00 100.00 SH OTHER 1, 2 100.00 2011q3 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 2.00 62.00 SH OTHER 1, 5 62.00 2011q3 DECKERS OUTDOOR CORP COM 243537107 18.00 196.00 SH OTHER 1, 2 196.00 2011q3 DEERE & CO COM 244199105 730.00 11,300.00 SH OTHER 1, 2 11,300.00 2011q3 DEERE & CO COM 244199105 284.00 4,400.00 SH OTHER 1, 5 4,400.00 2011q3 DEERE & CO COM 244199105 362.00 5,610.00 SH OTHER 1, 6 5,610.00 2011q3 DEMAND MEDIA INC COM 24802N109 56.00 7,016.00 SH OTHER 1, 2 7,016.00

2011q3 DEUTSCHE BANK AG NAMEN AKT D18190898 125.00 3,600.00 SH OTHER 1, 2 3,600.00 2011q3 DEVON ENERGY CORP NEW COM 25179M103 100.00 1,800.00 SH OTHER 1, 5 1,800.00 2011q3 DEVRY INC DEL COM 251893103 11.00 300.00 SH OTHER 1, 2 300.00 2011q3 DIAGEO P L C SPON ADR NEW 25243Q205 31.00 410.00 SH OTHER 1, 2 410.00 2011q3 DIAMOND OFFSHORE DRILLING IN COM 25271C102 115.00 2,100.00 SH OTHER 1, 2 2,100.00 2011q3 DIANA SHIPPING INC COM Y2066G104 16.00 2,200.00 SH OTHER 1, 5 2,200.00 2011q3 DILLARDS INC CL A 254067101 144.00 3,320.00 SH OTHER 1, 2 3,320.00 2011q3 DILLARDS INC CL A 254067101 26.00 600.00 SH OTHER 1, 5 600.00 2011q3 DIRECTV COM CL A 25490A101 369.00 8,740.00 SH OTHER 1, 5 8,740.00 2011q3 DISH NETWORK CORP CL A 25470M109 108.00 4,300.00 SH OTHER 1, 5 4,300.00 2011q3 DOW CHEM CO COM 260543103 21.00 932.00 SH OTHER 1, 2 932.00 2011q3 DST SYS INC DEL COM 233326107 4.00 100.00 SH OTHER 1, 6 100.00 2011q3 E TRADE FINANCIAL CORP COM NEW 269246401 189.00 20,800.00 SH OTHER 1, 5 20,800.00 2011q3 EARTHLINK INC COM 270321102 99.00 15,200.00 SH OTHER 1, 5 15,200.00 2011q3 EASTMAN KODAK CO COM 277461109 12.00 14,800.00 SH OTHER 1, 2 14,800.00 2011q3 EATON CORP PUT 278058102 19.00 179.00 SH PUT OTHER 1, 2 179.00 2011q3 EBAY INC COM 278642103 454.00 15,400.00 SH OTHER 1, 5 15,400.00 2011q3 EBAY INC COM 278642103 3.00 100.00 SH OTHER 1, 6 100.00 2011q3 ECHOSTAR CORP CL A 278768106 2.00 100.00 SH OTHER 1, 5 100.00 2011q3 ECOPETROL S A SPONSORED ADS 279158109 8.00 200.00 SH OTHER 1, 5 200.00 2011q3 ELDORADO GOLD CORP NEW COM 284902103 11.00 629.00 SH OTHER 1, 2 629.00 2011q3 ELECTRONIC ARTS INC COM 285512109 207.00 10,100.00 SH OTHER 1, 5 10,100.00 2011q3 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 27.00 1,456.00 SH OTHER 1, 5 1,456.00 2011q3 ENERPLUS CORP COM 292766102 120.00 4,900.00 SH OTHER 1, 2 4,900.00 2011q3 ENTERCOM COMMUNICATIONS CORP CL A 293639100 4.00 700.00 SH OTHER 1, 5 700.00 2011q3 ENTROPIC COMMUNICATIONS INC COM 29384R105 2.00 600.00 SH OTHER 1, 5 600.00 2011q3 EOG RES INC COM 26875P101 568.00 8,001.00 SH OTHER 1, 2 8,001.00 2011q3 EXCO RESOURCES INC COM 269279402 1.00 63.00 SH OTHER 1, 5 63.00 2011q3 EXETER RES CORP COM 301835104 11.00 3,144.00 SH OTHER 1, 2 3,144.00 2011q3 EXPEDIA INC DEL COM 30212P105 54.00 2,102.00 SH OTHER 1, 2 2,102.00 2011q3 EXPEDIA INC DEL COM 30212P105 250.00 9,700.00 SH OTHER 1, 6 9,700.00 2011q3 EXPRESS SCRIPTS INC COM 302182100 1,418.00 38,241.00 SH OTHER 1, 6 38,241.00 2011q3 EXTERRAN HLDGS INC COM 30225X103 10.00 1,000.00 SH OTHER 1, 2 1,000.00 2011q3 EXXON MOBIL CORP COM 30231G102 192.00 2,650.00 SH OTHER 1, 5 2,650.00 2011q3 EXXON MOBIL CORP CALL 30231G102 1.00 10.00 SH CALL OTHER 1, 2 10.00 2011q3 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 67.00 2,004.00 SH OTHER 1, 5 2,004.00 2011q3 F5 NETWORKS INC COM 315616102 215.00 3,030.00 SH OTHER 1, 6 3,030.00 2011q3 FARO TECHNOLOGIES INC COM 311642102 3.00 100.00 SH OTHER 1, 5 100.00 2011q3 FIDELITY NATL INFORMATION SV COM 31620M106 27.00 1,100.00 SH OTHER 1, 2 1,100.00 2011q3 FIFTH THIRD BANCORP COM 316773100 166.00 16,400.00 SH OTHER 1, 2 16,400.00 2011q3 FIRST SOLAR INC COM 336433107 6.00 100.00 SH OTHER 1, 2 100.00 2011q3 FLIR SYS INC COM 302445101 28.00 1,100.00 SH OTHER 1, 5 1,100.00

2011q3 FLOWSERVE CORP COM 34354P105 303.00 4,100.00 SH OTHER 1, 2 4,100.00 2011q3 FOSSIL INC COM 349882100 457.00 5,642.00 SH OTHER 1, 2 5,642.00 2011q3 FREEPORT-MCMORAN COPPER & GO COM 35671D857 646.00 21,213.00 SH OTHER 1, 2 21,213.00 2011q3 FRONTIER COMMUNICATIONS CORP COM 35906A108 6.00 975.00 SH OTHER 1, 2 975.00 2011q3 FRONTIER COMMUNICATIONS CORP COM 35906A108 262.00 42,900.00 SH OTHER 1, 5 42,900.00 2011q3 FRONTLINE LTD SHS G3682E127 2.00 400.00 SH OTHER 1, 2 400.00 2011q3 GAMESTOP CORP NEW CL A 36467W109 82.00 3,560.00 SH OTHER 1, 2 3,560.00 2011q3 GAMESTOP CORP NEW CL A 36467W109 215.00 9,300.00 SH OTHER 1, 5 9,300.00 2011q3 GENERAL DYNAMICS CORP COM 369550108 6.00 100.00 SH OTHER 1, 5 100.00 2011q3 GENERAL ELECTRIC CO COM 369604103 39.00 2,550.00 SH OTHER 1, 5 2,550.00 2011q3 GENERAL MLS INC COM 370334104 8.00 200.00 SH OTHER 1, 2 200.00 2011q3 GIANT INTERACTIVE GROUP INC ADR 374511103 71.00 21,316.00 SH OTHER 1, 5 21,316.00 2011q3 GLOBE SPECIALTY METALS INC COM 37954N206 1.00 100.00 SH OTHER 1, 2 100.00 2011q3 GOLDCORP INC NEW COM 380956409 621.00 13,600.00 SH OTHER 1, 2 13,600.00 2011q3 GOLDCORP INC NEW PUT 380956409 1.00 10.00 SH PUT OTHER 1, 2 10.00 2011q3 GOLDMAN SACHS GROUP INC COM 38141G104 10.00 104.00 SH OTHER 1, 6 104.00 2011q3 GOODYEAR TIRE & RUBR CO COM 382550101 27.00 2,700.00 SH OTHER 1, 5 2,700.00 2011q3 GOOGLE INC CL A 38259P508 129.00 250.00 SH OTHER 1, 5 250.00 2011q3 GRACE W R & CO DEL NEW COM 38388F108 159.00 4,762.00 SH OTHER 1, 5 4,762.00 2011q3 GRAPHIC PACKAGING HLDG CO COM 388689101 1.00 300.00 SH OTHER 1, 5 300.00 2011q3 GREEN DOT CORP CL A 39304D102 13.00 400.00 SH OTHER 1, 5 400.00 2011q3 GREEN MTN COFFEE ROASTERS IN COM 393122106 325.00 3,500.00 SH OTHER 1, 2 3,500.00 2011q3 GREEN PLAINS RENEWABLE ENERG COM 393222104 14.00 1,500.00 SH OTHER 1, 5 1,500.00 2011q3 GREIF INC CL A 397624107 4.00 100.00 SH OTHER 1, 5 100.00 2011q3 GRIFOLS S A SPONSORED ADR 398438309 6.00 971.00 SH OTHER 1, 6 971.00 2011q3 H & E EQUIPMENT SERVICES INC COM 404030108 22.00 2,696.00 SH OTHER 1, 5 2,696.00 2011q3 HALLIBURTON CO COM 406216101 1.00 25.00 SH OTHER 1, 2 25.00 2011q3 HALLIBURTON CO COM 406216101 240.00 7,854.00 SH OTHER 1, 5 7,854.00 2011q3 HANESBRANDS INC COM 410345102 6.00 241.00 SH OTHER 1, 2 241.00 2011q3 HANESBRANDS INC PUT 410345102 1.00 9.00 SH PUT OTHER 1, 2 9.00 2011q3 HANSEN NAT CORP COM 411310105 373.00 4,269.00 SH OTHER 1, 2 4,269.00 2011q3 HARLEY DAVIDSON INC COM 412822108 207.00 6,021.00 SH OTHER 1, 2 6,021.00 2011q3 HARLEY DAVIDSON INC COM 412822108 366.00 10,655.00 SH OTHER 1, 6 10,655.00 2011q3 HARMAN INTL INDS INC COM 413086109 51.00 1,800.00 SH OTHER 1, 2 1,800.00 2011q3 HARTFORD FINL SVCS GROUP INC COM 416515104 303.00 18,800.00 SH OTHER 1, 6 18,800.00 2011q3 HEALTH CARE REIT INC COM 42217K106 410.00 8,766.00 SH OTHER 1, 2 8,766.00 2011q3 HECKMANN CORP COM 422680108 1.00 200.00 SH OTHER 1, 5 200.00 2011q3 HERTZ GLOBAL HOLDINGS INC COM 42805T105 18.00 1,986.00 SH OTHER 1, 2 1,986.00 2011q3 HERTZ GLOBAL HOLDINGS INC COM 42805T105 6.00 681.00 SH OTHER 1, 5 681.00 2011q3 HESS CORP COM 42809H107 241.00 4,600.00 SH OTHER 1, 2 4,600.00 2011q3 HEWLETT PACKARD CO COM 428236103 113.00 5,041.00 SH OTHER 1, 5 5,041.00 2011q3 HHGREGG INC COM 42833L108 2.00 200.00 SH OTHER 1, 5 200.00

2011q3 HOME DEPOT INC COM 437076102 131.00 4,000.00 SH OTHER 1, 5 4,000.00 2011q3 HOUSTON AMERN ENERGY CORP COM 44183U100 3.00 200.00 SH OTHER 1, 2 200.00 2011q3 HOUSTON AMERN ENERGY CORP COM 44183U100 1.00 100.00 SH OTHER 1, 5 100.00 2011q3 HSBC HLDGS PLC SPON ADR NEW 404280406 734.00 19,305.00 SH OTHER 1, 2 19,305.00 2011q3 HSN INC COM 404303109 305.00 9,200.00 SH OTHER 1, 6 9,200.00 2011q3 HUGOTON RTY TR TEX UNIT BEN INT 444717102 1.00 40.00 SH OTHER 1, 5 40.00 2011q3 HYPERDYNAMICS CORP COM 448954107 13.00 3,500.00 SH OTHER 1, 5 3,500.00 2011q3 IAC INTERACTIVECORP COM PAR $.001 44919P508 154.00 3,900.00 SH OTHER 1, 5 3,900.00 2011q3 IHS INC CL A 451734107 130.00 1,743.00 SH OTHER 1, 5 1,743.00 2011q3 ILLINOIS TOOL WKS INC COM 452308109 141.00 3,400.00 SH OTHER 1, 2 3,400.00 2011q3 ILLINOIS TOOL WKS INC COM 452308109 8.00 200.00 SH OTHER 1, 5 200.00 2011q3 IMAX CORP COM 45245E109 3.00 174.00 SH OTHER 1, 2 174.00 2011q3 INGERSOLL-RAND PLC SHS G47791101 102.00 3,631.00 SH OTHER 1, 5 3,631.00 2011q3 INTEL CORP COM 458140100 442.00 20,700.00 SH OTHER 1, 5 20,700.00 2011q3 INTERCONTINENTALEXCHANGE INC COM 45865V100 167.00 1,411.00 SH OTHER 1, 2 1,411.00 2011q3 INTERDIGITAL INC COM 45867G101 5.00 100.00 SH OTHER 1, 2 100.00 2011q3 INTERDIGITAL INC COM 45867G101 51.00 1,100.00 SH OTHER 1, 5 1,100.00 2011q3 INTEROIL CORP COM 460951106 426.00 8,740.00 SH OTHER 1, 5 8,740.00 2011q3 INTREPID POTASH INC COM 46121Y102 606.00 24,348.00 SH OTHER 1, 2 24,348.00 2011q3 INTUIT COM 461202103 773.00 16,300.00 SH OTHER 1, 5 16,300.00 2011q3 IRON MTN INC COM 462846106 166.00 5,244.00 SH OTHER 1, 5 5,244.00 2011q3 ISHARES SILVER TRUST ISHARES 46428Q109 485.00 16,750.00 SH OTHER 1, 2 16,750.00 2011q3 ISHARES TR BARCLYS 20+ YR 464287432 193.00 1,600.00 SH OTHER 1, 2 1,600.00 2011q3 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1.00 39.00 SH OTHER 1, 2 39.00 2011q3 IVANHOE MINES LTD COM 46579N103 75.00 5,465.00 SH OTHER 1, 5 5,465.00 2011q3 IXYS CORP COM 46600W106 2.00 196.00 SH OTHER 1, 5 196.00 2011q3 JONES LANG LASALLE INC COM 48020Q107 31.00 600.00 SH OTHER 1, 2 600.00 2011q3 JOY GLOBAL INC COM 481165108 1.00 9.00 SH OTHER 1, 4 9.00 2011q3 JOY GLOBAL INC PUT 481165108 2.00 70.00 SH PUT OTHER 1, 6 70.00 2011q3 JPMORGAN CHASE & CO COM 46625H100 9.00 300.00 SH OTHER 1, 2 300.00 2011q3 KB HOME COM 48666K109 5.00 800.00 SH OTHER 1, 5 800.00 2011q3 KEEGAN RES INC COM 487275109 8.00 1,600.00 SH OTHER 1, 5 1,600.00 2011q3 KEYCORP NEW COM 493267108 260.00 43,901.00 SH OTHER 1, 2 43,901.00 2011q3 KEYCORP NEW CALL 493267108 4.00 472.00 SH CALL OTHER 1, 2 472.00 2011q3 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 144.00 2,100.00 SH OTHER 1, 5 2,100.00 2011q3 KIRBY CORP COM 497266106 42.00 800.00 SH OTHER 1, 5 800.00 2011q3 KKR FINANCIAL HLDGS LLC COM 48248A306 276.00 37,100.00 SH OTHER 1, 5 37,100.00 2011q3 KNIGHT TRANSN INC COM 499064103 3.00 200.00 SH OTHER 1, 5 200.00 2011q3 KRAFT FOODS INC CL A 50075N104 24.00 728.00 SH OTHER 1, 5 728.00 2011q3 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 3.00 400.00 SH OTHER 1, 5 400.00 2011q3 K-SWISS INC CL A 482686102 4.00 1,000.00 SH OTHER 1, 2 1,000.00 2011q3 LAM RESEARCH CORP COM 512807108 20.00 521.00 SH OTHER 1, 5 521.00

2011q3 LAUDER ESTEE COS INC CL A 518439104 580.00 6,600.00 SH OTHER 1, 2 6,600.00 2011q3 LAZARD LTD SHS A G54050102 1,055.00 50,000.00 SH OTHER 1, 5 50,000.00 2011q3 LEAP WIRELESS INTL INC COM NEW 521863308 1.00 100.00 SH OTHER 1, 5 100.00 2011q3 LEGACY RESERVES LP UNIT LP INT 524707304 20.00 765.00 SH OTHER 1, 5 765.00 2011q3 LENNAR CORP CL A 526057104 15.00 1,100.00 SH OTHER 1, 5 1,100.00 2011q3 LEXMARK INTL NEW CL A 529771107 129.00 4,763.00 SH OTHER 1, 2 4,763.00 2011q3 LG DISPLAY CO LTD SPONS ADR REP 50186V102 1.00 100.00 SH OTHER 1, 5 100.00 2011q3 LIGHTBRIDGE CORP COM 53224K104 3.00 1,200.00 SH OTHER 1, 5 1,200.00 2011q3 LINEAR TECHNOLOGY CORP COM 535678106 39.00 1,400.00 SH OTHER 1, 5 1,400.00 2011q3 LINN ENERGY LLC UNIT LTD LIAB 536020100 505.00 14,167.00 SH OTHER 1, 5 14,167.00 2011q3 LIVE NATION ENTERTAINMENT IN COM 538034109 4.00 500.00 SH OTHER 1, 5 500.00 2011q3 LOWES COS INC COM 548661107 10.00 500.00 SH OTHER 1, 5 500.00 2011q3 LSI CORPORATION COM 502161102 73.00 14,159.00 SH OTHER 1, 5 14,159.00 2011q3 LULULEMON ATHLETICA INC COM 550021109 19.00 400.00 SH OTHER 1, 6 400.00 2011q3 MACYS INC COM 55616P104 13.00 500.00 SH OTHER 1, 6 500.00 2011q3 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 66.00 1,094.00 SH OTHER 1, 5 1,094.00 2011q3 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 30.00 1,365.00 SH OTHER 1, 2 1,365.00 2011q3 MAKO SURGICAL CORP COM 560879108 10.00 300.00 SH OTHER 1, 6 300.00 2011q3 MANHATTAN ASSOCS INC COM 562750109 93.00 2,800.00 SH OTHER 1, 5 2,800.00 2011q3 MARINEMAX INC COM 567908108 1.00 200.00 SH OTHER 1, 5 200.00 2011q3 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 199.00 3,600.00 SH OTHER 1, 6 3,600.00 2011q3 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 551.00 19,561.00 SH OTHER 1, 2 19,561.00 2011q3 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 19.00 1,300.00 SH OTHER 1, 5 1,300.00 2011q3 MASCO CORP COM 574599106 9.00 1,300.00 SH OTHER 1, 2 1,300.00 2011q3 MAXIM INTEGRATED PRODS INC COM 57772K101 110.00 4,700.00 SH OTHER 1, 5 4,700.00 2011q3 MCDERMOTT INTL INC COM 580037109 4.00 331.00 SH OTHER 1, 5 331.00 2011q3 MCDONALDS CORP COM 580135101 492.00 5,600.00 SH OTHER 1, 5 5,600.00 2011q3 MCMORAN EXPLORATION CO COM 582411104 6.00 600.00 SH OTHER 1, 5 600.00 2011q3 MEDASSETS INC COM 584045108 24.00 2,500.00 SH OTHER 1, 5 2,500.00 2011q3 MELCO CROWN ENTMT LTD ADR 585464100 8.00 1,000.00 SH OTHER 1, 2 1,000.00 2011q3 MEMC ELECTR MATLS INC COM 552715104 3.00 600.00 SH OTHER 1, 5 600.00 2011q3 METLIFE INC COM 59156R108 910.00 32,500.00 SH OTHER 1, 6 32,500.00 2011q3 METROPCS COMMUNICATIONS INC COM 591708102 13.00 1,500.00 SH OTHER 1, 5 1,500.00 2011q3 MGM RESORTS INTERNATIONAL COM 552953101 25.00 2,700.00 SH OTHER 1, 2 2,700.00 2011q3 MGM RESORTS INTERNATIONAL COM 552953101 20.00 2,200.00 SH OTHER 1, 5 2,200.00 2011q3 MICROCHIP TECHNOLOGY INC COM 595017104 103.00 3,300.00 SH OTHER 1, 5 3,300.00 2011q3 MICRON TECHNOLOGY INC COM 595112103 1.00 106.00 SH OTHER 1, 2 106.00 2011q3 MICRON TECHNOLOGY INC COM 595112103 1.00 200.00 SH OTHER 1, 5 200.00 2011q3 MICROSEMI CORP COM 595137100 3.00 200.00 SH OTHER 1, 5 200.00 2011q3 MICROSOFT CORP COM 594918104 587.00 23,600.00 SH OTHER 1, 5 23,600.00 2011q3 MICROSTRATEGY INC CL A NEW 594972408 23.00 200.00 SH OTHER 1, 5 200.00 2011q3 MINEFINDERS LTD COM 602900102 12.00 859.00 SH OTHER 1, 2 859.00

2011q3 MOLSON COORS BREWING CO CL B 60871R209 7.00 185.00 SH OTHER 1, 5 185.00 2011q3 MOLYCORP INC DEL COM 608753109 408.00 12,416.00 SH OTHER 1, 2 12,416.00 2011q3 MOLYCORP INC DEL COM 608753109 251.00 7,634.00 SH OTHER 1, 5 7,634.00 2011q3 MONSANTO CO NEW COM 61166W101 221.00 3,677.00 SH OTHER 1, 5 3,677.00 2011q3 MOODYS CORP COM 615369105 218.00 7,163.00 SH OTHER 1, 5 7,163.00 2011q3 MORGAN STANLEY COM NEW 617446448 24.00 1,768.00 SH OTHER 1, 2 1,768.00 2011q3 MOSAIC CO NEW COM 61945C103 226.00 4,624.00 SH OTHER 1, 2 4,624.00 2011q3 MOSAIC CO NEW COM 61945C103 54.00 1,100.00 SH OTHER 1, 5 1,100.00 2011q3 MOTOROLA MOBILITY HLDGS INC COM 620097105 110.00 2,900.00 SH OTHER 1, 5 2,900.00 2011q3 MOTOROLA SOLUTIONS INC COM NEW 620076307 4.00 101.00 SH OTHER 1, 5 101.00 2011q3 MUELLER INDS INC COM 624756102 4.00 100.00 SH OTHER 1, 2 100.00 2011q3 MURPHY OIL CORP COM 626717102 51.00 1,147.00 SH OTHER 1, 2 1,147.00 2011q3 MURPHY OIL CORP COM 626717102 296.00 6,700.00 SH OTHER 1, 6 6,700.00 2011q3 NABORS INDUSTRIES LTD SHS G6359F103 12.00 1,000.00 SH OTHER 1, 5 1,000.00 2011q3 NAVIOS MARITIME HOLDINGS INC COM Y62196103 1.00 300.00 SH OTHER 1, 5 300.00 2011q3 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 23.00 1,700.00 SH OTHER 1, 5 1,700.00 2011q3 NAVISTAR INTL CORP NEW COM 63934E108 6.00 200.00 SH OTHER 1, 5 200.00 2011q3 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 44.00 6,802.00 SH OTHER 1, 5 6,802.00 2011q3 NETEASE COM INC SPONSORED ADR 64110W102 691.00 18,120.00 SH OTHER 1, 2 18,120.00 2011q3 NETEASE COM INC SPONSORED ADR 64110W102 8.00 200.00 SH OTHER 1, 5 200.00 2011q3 NETEASE COM INC SPONSORED ADR 64110W102 321.00 8,400.00 SH OTHER 1, 6 8,400.00 2011q3 NETFLIX INC COM 64110L106 6.00 54.00 SH OTHER 1, 2 54.00 2011q3 NETLOGIC MICROSYSTEMS INC COM 64118B100 2.00 40.00 SH OTHER 1, 2 40.00 2011q3 NETSUITE INC COM 64118Q107 84.00 3,123.00 SH OTHER 1, 5 3,123.00 2011q3 NEWMONT MINING CORP COM 651639106 344.00 5,476.00 SH OTHER 1, 2 5,476.00 2011q3 NIKE INC CL B 654106103 496.00 5,800.00 SH OTHER 1, 6 5,800.00 2011q3 NOBLE ENERGY INC COM 655044105 7.00 100.00 SH OTHER 1, 2 100.00 2011q3 NORDSTROM INC COM 655664100 105.00 2,300.00 SH OTHER 1, 6 2,300.00 2011q3 NORTH AMERN PALLADIUM LTD COM 656912102 134.00 52,700.00 SH OTHER 1, 5 52,700.00 2011q3 NORTH AMERN PALLADIUM LTD CALL 656912102 111.00 300.00 SH CALL OTHER 1, 5 300.00 2011q3 NORTHERN OIL & GAS INC NEV COM 665531109 1.00 49.00 SH OTHER 1, 2 49.00 2011q3 NOVATEL WIRELESS INC COM NEW 66987M604 1.00 200.00 SH OTHER 1, 5 200.00 2011q3 NUCOR CORP COM 670346105 766.00 24,224.00 SH OTHER 1, 2 24,224.00 2011q3 NUTRI SYS INC NEW COM 67069D108 8.00 676.00 SH OTHER 1, 2 676.00 2011q3 NXP SEMICONDUCTORS N V COM N6596X109 3.00 200.00 SH OTHER 1, 5 200.00 2011q3 O REILLY AUTOMOTIVE INC NEW COM 67103H107 53.00 800.00 SH OTHER 1, 2 800.00 2011q3 OCZ TECHNOLOGY GROUP INC COM 67086E303 10.00 2,061.00 SH OTHER 1, 5 2,061.00 2011q3 OM GROUP INC COM 670872100 10.00 400.00 SH OTHER 1, 5 400.00 2011q3 OMNICELL INC COM 68213N109 30.00 2,200.00 SH OTHER 1, 5 2,200.00 2011q3 OMNIVISION TECHNOLOGIES INC PUT 682128103 2.00 100.00 SH PUT OTHER 1, 2 100.00 2011q3 OPENTABLE INC COM 68372A104 144.00 3,120.00 SH OTHER 1, 2 3,120.00 2011q3 ORACLE CORP COM 68389X105 4.00 137.00 SH OTHER 1, 2 137.00

2011q3 ORACLE CORP CALL 68389X105 2.00 25.00 SH CALL OTHER 1, 2 25.00 2011q3 ORBOTECH LTD ORD M75253100 6.00 600.00 SH OTHER 1, 5 600.00 2011q3 ORIGIN AGRITECH LIMITED SHS G67828106 1.00 245.00 SH OTHER 1, 5 245.00 2011q3 OVERSEAS SHIPHOLDING GROUP I COM 690368105 71.00 5,200.00 SH OTHER 1, 2 5,200.00 2011q3 OWENS CORNING NEW COM 690742101 186.00 8,600.00 SH OTHER 1, 5 8,600.00 2011q3 PACIFIC SUNWEAR CALIF INC COM 694873100 1.00 900.00 SH OTHER 1, 2 900.00 2011q3 PALL CORP COM 696429307 3.00 62.00 SH OTHER 1, 2 62.00 2011q3 PAN AMERICAN SILVER CORP COM 697900108 398.00 14,880.00 SH OTHER 1, 2 14,880.00 2011q3 PAPA JOHNS INTL INC COM 698813102 4.00 145.00 SH OTHER 1, 5 145.00 2011q3 PATNI COMPUTER SYS SPONS ADR 703248203 7.00 600.00 SH OTHER 1, 5 600.00 2011q3 PATRIOT COAL CORP CALL 70336T104 1.00 200.00 SH CALL OTHER 1, 6 200.00 2011q3 PEABODY ENERGY CORP COM 704549104 166.00 4,900.00 SH OTHER 1, 2 4,900.00 2011q3 PEETS COFFEE & TEA INC CALL 705560100 179.00 280.00 SH CALL OTHER 1, 2 280.00 2011q3 PEGASYSTEMS INC COM 705573103 17.00 555.00 SH OTHER 1, 5 555.00 2011q3 PENGROWTH ENERGY CORP COM 70706P104 1.00 100.00 SH OTHER 1, 5 100.00 2011q3 PENN VA RESOURCES PARTNERS L COM 707884102 2.00 100.00 SH OTHER 1, 5 100.00 2011q3 PENNEY J C INC COM 708160106 717.00 26,780.00 SH OTHER 1, 2 26,780.00 2011q3 PENTAIR INC COM 709631105 6.00 200.00 SH OTHER 1, 5 200.00 2011q3 PEPSICO INC COM 713448108 6.00 100.00 SH OTHER 1, 2 100.00 2011q3 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 84.00 7,493.00 SH OTHER 1, 2 7,493.00 2011q3 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 3.00 300.00 SH OTHER 1, 5 300.00 2011q3 PERICOM SEMICONDUCTOR CORP COM 713831105 2.00 300.00 SH OTHER 1, 5 300.00 2011q3 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 90.00 4,020.00 SH OTHER 1, 2 4,020.00 2011q3 PILGRIMS PRIDE CORP NEW COM 72147K108 68.00 15,909.00 SH OTHER 1, 2 15,909.00 2011q3 PLAINS EXPL& PRODTN CO COM 726505100 1.00 27.00 SH OTHER 1, 4 27.00 2011q3 PLATINUM UNDERWRITER HLDGS L COM G7127P100 3.00 100.00 SH OTHER 1, 5 100.00 2011q3 PLEXUS CORP COM 729132100 1.00 26.00 SH OTHER 1, 4 26.00 2011q3 PLX TECHNOLOGY INC COM 693417107 1.00 300.00 SH OTHER 1, 5 300.00 2011q3 POOL CORPORATION COM 73278L105 390.00 14,894.00 SH OTHER 1, 6 14,894.00 2011q3 POSCO SPONSORED ADR 693483109 1,186.00 15,600.00 SH OTHER 1, 2 15,600.00 2011q3 POTASH CORP SASK INC COM 73755L107 449.00 10,400.00 SH OTHER 1, 2 10,400.00 2011q3 POWER ONE INC NEW COM 73930R102 1.00 200.00 SH OTHER 1, 5 200.00 2011q3 PRAXAIR INC COM 74005P104 19.00 200.00 SH OTHER 1, 2 200.00 2011q3 PRICELINE COM INC COM NEW 741503403 899.00 2,000.00 SH OTHER 1, 5 2,000.00 2011q3 PRINCIPAL FINL GROUP INC COM 74251V102 11.00 500.00 SH OTHER 1, 2 500.00 2011q3 PROSHARES TR REAL EST NEW 74347X583 25.00 1,417.00 SH OTHER 1, 2 1,417.00 2011q3 PRUDENTIAL FINL INC COM 744320102 562.00 12,000.00 SH OTHER 1, 6 12,000.00 2011q3 PULTE GROUP INC COM 745867101 1.00 172.00 SH OTHER 1, 2 172.00 2011q3 QUALCOMM INC COM 747525103 421.00 8,662.00 SH OTHER 1, 2 8,662.00 2011q3 QUALCOMM INC COM 747525103 1,026.00 21,093.00 SH OTHER 1, 5 21,093.00 2011q3 QUALITY DISTR INC FLA COM 74756M102 22.00 2,500.00 SH OTHER 1, 5 2,500.00 2011q3 QUANEX BUILDING PRODUCTS COR COM 747619104 9.00 850.00 SH OTHER 1, 2 850.00

2011q3 QUEST SOFTWARE INC COM 74834T103 2.00 100.00 SH OTHER 1, 5 100.00 2011q3 QUESTAR CORP COM 748356102 285.00 16,065.00 SH OTHER 1, 2 16,065.00 2011q3 QUICKSILVER RESOURCES INC COM 74837R104 28.00 3,700.00 SH OTHER 1, 5 3,700.00 2011q3 RADIOSHACK CORP COM 750438103 5.00 400.00 SH OTHER 1, 5 400.00 2011q3 RADVISION LTD ORD M81869105 855.00 149,464.00 SH OTHER 1, 5 149,464.00 2011q3 RADWARE LTD ORD M81873107 1.00 28.00 SH OTHER 1, 4 28.00 2011q3 RALPH LAUREN CORP CL A 751212101 934.00 7,200.00 SH OTHER 1, 2 7,200.00 2011q3 RALPH LAUREN CORP CL A 751212101 246.00 1,900.00 SH OTHER 1, 5 1,900.00 2011q3 RAMBUS INC DEL COM 750917106 23.00 1,676.00 SH OTHER 1, 2 1,676.00 2011q3 RANGE RES CORP COM 75281A109 3.00 50.00 SH OTHER 1, 2 50.00 2011q3 RANGE RES CORP COM 75281A109 58.00 1,000.00 SH OTHER 1, 5 1,000.00 2011q3 RED HAT INC COM 756577102 207.00 4,900.00 SH OTHER 1, 5 4,900.00 2011q3 REGIONS FINANCIAL CORP NEW COM 7591EP100 51.00 15,300.00 SH OTHER 1, 5 15,300.00 2011q3 RESEARCH IN MOTION LTD COM 760975102 1.00 26.00 SH OTHER 1, 4 26.00 2011q3 RESEARCH IN MOTION LTD COM 760975102 2,225.00 109,600.00 SH OTHER 1, 5 109,600.00 2011q3 RESEARCH IN MOTION LTD COM 760975102 81.00 4,000.00 SH OTHER 1, 6 4,000.00 2011q3 RETAIL HOLDRS TR DEP RCPT 76127U101 154.00 1,500.00 SH OTHER 1, 4 1,500.00 2011q3 RF MICRODEVICES INC COM 749941100 13.00 2,000.00 SH OTHER 1, 5 2,000.00 2011q3 RIGHTNOW TECHNOLOGIES INC COM 76657R106 40.00 1,200.00 SH OTHER 1, 5 1,200.00 2011q3 RIO TINTO PLC SPONSORED ADR 767204100 137.00 3,097.00 SH OTHER 1, 2 3,097.00 2011q3 RIVERBED TECHNOLOGY INC CALL 768573107 18.00 100.00 SH CALL OTHER 1, 2 100.00 2011q3 ROCKWELL AUTOMATION INC COM 773903109 6.00 100.00 SH OTHER 1, 5 100.00 2011q3 ROCKWOOD HLDGS INC COM 774415103 118.00 3,500.00 SH OTHER 1, 2 3,500.00 2011q3 ROPER INDS INC NEW COM 776696106 96.00 1,400.00 SH OTHER 1, 2 1,400.00 2011q3 ROWAN COS INC COM 779382100 1.00 48.00 SH OTHER 1, 2 48.00 2011q3 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2,719.00 44,200.00 SH OTHER 1, 2 44,200.00 2011q3 ROYAL GOLD INC COM 780287108 311.00 4,859.00 SH OTHER 1, 2 4,859.00 2011q3 RUBICON TECHNOLOGY INC COM 78112T107 17.00 1,600.00 SH OTHER 1, 5 1,600.00 2011q3 RUBY TUESDAY INC COM 781182100 1.00 100.00 SH OTHER 1, 5 100.00 2011q3 RYDER SYS INC COM 783549108 101.00 2,700.00 SH OTHER 1, 2 2,700.00 2011q3 RYDER SYS INC COM 783549108 8.00 200.00 SH OTHER 1, 6 200.00 2011q3 SAIA INC COM 78709Y105 2.00 200.00 SH OTHER 1, 5 200.00 2011q3 SANDRIDGE ENERGY INC COM 80007P307 1.00 177.00 SH OTHER 1, 2 177.00 2011q3 SANDRIDGE ENERGY INC COM 80007P307 17.00 3,000.00 SH OTHER 1, 5 3,000.00 2011q3 SARA LEE CORP COM 803111103 8.00 500.00 SH OTHER 1, 5 500.00 2011q3 SBA COMMUNICATIONS CORP COM 78388J106 28.00 801.00 SH OTHER 1, 5 801.00 2011q3 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 7.00 200.00 SH OTHER 1, 5 200.00 2011q3 SEABRIDGE GOLD INC COM 811916105 29.00 1,308.00 SH OTHER 1, 2 1,308.00 2011q3 SEACHANGE INTL INC COM 811699107 1.00 100.00 SH OTHER 1, 5 100.00 2011q3 SEADRILL LIMITED SHS G7945E105 66.00 2,400.00 SH OTHER 1, 2 2,400.00 2011q3 SEAGATE TECHNOLOGY PLC SHS G7945M107 15.00 1,424.00 SH OTHER 1, 5 1,424.00 2011q3 SEASPAN CORP SHS Y75638109 8.00 700.00 SH OTHER 1, 5 700.00

2011q3 SEI INVESTMENTS CO COM 784117103 8.00 500.00 SH OTHER 1, 5 500.00 2011q3 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 166.00 5,700.00 SH OTHER 1, 5 5,700.00 2011q3 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 169.00 5,729.00 SH OTHER 1, 2 5,729.00 2011q3 SHAW GROUP INC COM 820280105 2.00 100.00 SH OTHER 1, 5 100.00 2011q3 SIGMA DESIGNS INC COM 826565103 192.00 24,469.00 SH OTHER 1, 2 24,469.00 2011q3 SILICON LABORATORIES INC COM 826919102 214.00 6,396.00 SH OTHER 1, 6 6,396.00 2011q3 SILVER STD RES INC COM 82823L106 230.00 12,541.00 SH OTHER 1, 2 12,541.00 2011q3 SILVER WHEATON CORP COM 828336107 410.00 13,919.00 SH OTHER 1, 2 13,919.00 2011q3 SINA CORP ORD G81477104 484.00 6,759.00 SH OTHER 1, 2 6,759.00 2011q3 SINOCOKING COAL & COKE CH IN COM 829357102 68.00 21,900.00 SH OTHER 1, 4 21,900.00 2011q3 SKYWORKS SOLUTIONS INC COM 83088M102 2.00 100.00 SH OTHER 1, 5 100.00 2011q3 SL GREEN RLTY CORP COM 78440X101 124.00 2,127.00 SH OTHER 1, 2 2,127.00 2011q3 SOHU COM INC COM 83408W103 1,163.00 24,126.00 SH OTHER 1, 2 24,126.00 2011q3 SOHU COM INC COM 83408W103 10.00 200.00 SH OTHER 1, 5 200.00 2011q3 SOTHEBYS COM 835898107 91.00 3,311.00 SH OTHER 1, 2 3,311.00 2011q3 SOURCEFIRE INC COM 83616T108 208.00 7,755.00 SH OTHER 1, 5 7,755.00 2011q3 SOUTHWESTERN ENERGY CO COM 845467109 173.00 5,200.00 SH OTHER 1, 2 5,200.00 2011q3 SOUTHWESTERN ENERGY CO COM 845467109 633.00 19,000.00 SH OTHER 1, 6 19,000.00 2011q3 SPDR GOLD TRUST GOLD SHS 78463V107 1,423.00 9,000.00 SH OTHER 1, 2 9,000.00 2011q3 SPDR GOLD TRUST GOLD SHS 78463V107 158.00 1,000.00 SH OTHER 1, 5 1,000.00 2011q3 SPDR GOLD TRUST PUT 78463V107 122.00 100.00 SH PUT OTHER 1, 2 100.00 2011q3 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,064.00 9,400.00 SH OTHER 1 9,400.00 2011q3 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,245.00 11,000.00 SH OTHER 1, 2 11,000.00 2011q3 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 37.00 800.00 SH OTHER 1, 6 800.00 2011q3 SPDR SERIES TRUST S&P METALS MNG 78464A755 583.00 13,000.00 SH OTHER 1, 2 13,000.00 2011q3 SPREADTRUM COMMUNICATIONS IN ADR 849415203 173.00 9,650.00 SH OTHER 1, 5 9,650.00 2011q3 STARBUCKS CORP COM 855244109 301.00 8,065.00 SH OTHER 1, 5 8,065.00 2011q3 STEC INC COM 784774101 256.00 25,200.00 SH OTHER 1, 5 25,200.00 2011q3 STEELCASE INC CL A 858155203 3.00 500.00 SH OTHER 1, 2 500.00 2011q3 STILLWATER MNG CO COM 86074Q102 10.00 1,184.00 SH OTHER 1, 2 1,184.00 2011q3 STONEMOR PARTNERS L P COM UNITS 86183Q100 164.00 5,900.00 SH OTHER 1, 5 5,900.00 2011q3 SUSQUEHANNA BANCSHARES INC P COM 869099101 27.00 5,000.00 SH OTHER 1, 2 5,000.00 2011q3 SWISHER HYGIENE INC COM 870808102 2.00 600.00 SH OTHER 1, 2 600.00 2011q3 SYSCO CORP COM 871829107 808.00 31,200.00 SH OTHER 1, 5 31,200.00 2011q3 SYSTEMAX INC COM 871851101 20.00 1,600.00 SH OTHER 1, 5 1,600.00 2011q3 TALBOTS INC COM 874161102 38.00 14,062.00 SH OTHER 1, 2 14,062.00 2011q3 TATA MTRS LTD SPONSORED ADR 876568502 7.00 480.00 SH OTHER 1, 2 480.00 2011q3 TECK RESOURCES LTD CL B 878742204 20.00 700.00 SH OTHER 1, 2 700.00 2011q3 TEKELEC COM 879101103 2.00 300.00 SH OTHER 1, 2 300.00 2011q3 TELEFONICA S A SPONSORED ADR 879382208 4.00 200.00 SH OTHER 1, 2 200.00 2011q3 TEMPLE INLAND INC COM 879868107 292.00 9,300.00 SH OTHER 1, 5 9,300.00 2011q3 TEMPUR PEDIC INTL INC COM 88023U101 177.00 3,359.00 SH OTHER 1, 5 3,359.00

2011q3 TEREX CORP NEW COM 880779103 132.00 12,900.00 SH OTHER 1, 6 12,900.00 2011q3 TESLA MTRS INC COM 88160R101 17.00 700.00 SH OTHER 1, 6 700.00 2011q3 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 247.00 6,200.00 SH OTHER 1, 2 6,200.00 2011q3 TIME WARNER CABLE INC COM 88732J207 6.00 91.00 SH OTHER 1, 2 91.00 2011q3 TIME WARNER CABLE INC COM 88732J207 49.00 787.00 SH OTHER 1, 5 787.00 2011q3 TIMKEN CO COM 887389104 7.00 200.00 SH OTHER 1, 2 200.00 2011q3 TITANIUM METALS CORP COM NEW 888339207 30.00 2,000.00 SH OTHER 1, 2 2,000.00 2011q3 TITANIUM METALS CORP COM NEW 888339207 386.00 25,750.00 SH OTHER 1, 5 25,750.00 2011q3 TOTAL S A SPONSORED ADR 89151E109 6.00 129.00 SH OTHER 1, 2 129.00 2011q3 TRANSCANADA CORP COM 89353D107 4.00 100.00 SH OTHER 1, 5 100.00 2011q3 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 3.00 100.00 SH OTHER 1, 5 100.00 2011q3 TRANSOCEAN LTD REG SHS H8817H100 24.00 500.00 SH OTHER 1, 5 500.00 2011q3 TRAVELERS COMPANIES INC COM 89417E109 10.00 200.00 SH OTHER 1, 6 200.00 2011q3 TW TELECOM INC COM 87311L104 5.00 316.00 SH OTHER 1, 5 316.00 2011q3 TWO HBRS INVT CORP COM 90187B101 5.00 600.00 SH OTHER 1, 2 600.00 2011q3 TYSON FOODS INC CL A 902494103 65.00 3,725.00 SH OTHER 1, 5 3,725.00 2011q3 U S AIRWAYS GROUP INC COM 90341W108 32.00 5,900.00 SH OTHER 1, 2 5,900.00 2011q3 U S AIRWAYS GROUP INC COM 90341W108 8.00 1,500.00 SH OTHER 1, 5 1,500.00 2011q3 ULTA SALON COSMETCS & FRAG I COM 90384S303 28.00 444.00 SH OTHER 1, 2 444.00 2011q3 UNDER ARMOUR INC CL A 904311107 1,066.00 16,049.00 SH OTHER 1, 2 16,049.00 2011q3 UNDER ARMOUR INC CL A 904311107 272.00 4,100.00 SH OTHER 1, 5 4,100.00 2011q3 UNION PAC CORP COM 907818108 231.00 2,831.00 SH OTHER 1, 5 2,831.00 2011q3 UNIT CORP COM 909218109 1.00 18.00 SH OTHER 1, 2 18.00 2011q3 UNITED STATES NATL GAS FUND UNIT NEW 912318110 208.00 23,100.00 SH OTHER 1, 2 23,100.00 2011q3 UNITED STATES OIL FUND LP UNITS 91232N108 613.00 20,094.00 SH OTHER 1, 2 20,094.00 2011q3 UNITED STATES STL CORP NEW COM 912909108 689.00 31,300.00 SH OTHER 1, 2 31,300.00 2011q3 UNITED STATES STL CORP NEW COM 912909108 247.00 11,200.00 SH OTHER 1, 5 11,200.00 2011q3 UNITED TECHNOLOGIES CORP COM 913017109 401.00 5,705.00 SH OTHER 1, 5 5,705.00 2011q3 UNITED TECHNOLOGIES CORP COM 913017109 443.00 6,300.00 SH OTHER 1, 6 6,300.00 2011q3 UNIVERSAL TRAVEL GROUP COM NEW 91388Q202 150.00 48,685.00 SH OTHER 1, 2 48,685.00 2011q3 URANIUM ENERGY CORP COM 916896103 51.00 18,636.00 SH OTHER 1, 2 18,636.00 2011q3 VALERO ENERGY CORP NEW COM 91913Y100 16.00 889.00 SH OTHER 1, 2 889.00 2011q3 VALERO ENERGY CORP NEW COM 91913Y100 4.00 200.00 SH OTHER 1, 5 200.00 2011q3 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 7,412.00 121,217.00 SH OTHER 1, 5 121,217.00 2011q3 VERIFONE SYS INC COM 92342Y109 10.00 283.00 SH OTHER 1, 2 283.00 2011q3 VERISIGN INC COM 92343E102 20.00 700.00 SH OTHER 1, 5 700.00 2011q3 VIASAT INC COM 92552V100 20.00 593.00 SH OTHER 1, 5 593.00 2011q3 VIRGIN MEDIA INC COM 92769L101 13.00 517.00 SH OTHER 1, 2 517.00 2011q3 VIRGIN MEDIA INC COM 92769L101 10.00 400.00 SH OTHER 1, 5 400.00 2011q3 VISA INC COM CL A 92826C839 12.00 144.00 SH OTHER 1, 2 144.00 2011q3 VISA INC COM CL A 92826C839 763.00 8,900.00 SH OTHER 1, 5 8,900.00 2011q3 VISA INC COM CL A 92826C839 45.00 525.00 SH OTHER 1, 6 525.00

2011q3 VMWARE INC CL A COM 928563402 126.00 1,569.00 SH OTHER 1, 6 1,569.00 2011q3 VOC ENERGY TR TR UNIT 91829B103 13.00 623.00 SH OTHER 1, 5 623.00 2011q3 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1.00 41.00 SH OTHER 1, 2 41.00 2011q3 VULCAN MATLS CO COM 929160109 84.00 3,057.00 SH OTHER 1, 2 3,057.00 2011q3 VULCAN MATLS CO COM 929160109 94.00 3,400.00 SH OTHER 1, 5 3,400.00 2011q3 WAL MART STORES INC COM 931142103 647.00 12,463.00 SH OTHER 1, 5 12,463.00 2011q3 WALGREEN CO COM 931422109 526.00 16,000.00 SH OTHER 1, 2 16,000.00 2011q3 WALGREEN CO COM 931422109 62.00 1,900.00 SH OTHER 1, 5 1,900.00 2011q3 WALTER ENERGY INC COM 93317Q105 6.00 100.00 SH OTHER 1, 5 100.00 2011q3 WASTE MGMT INC DEL COM 94106L109 2.00 71.00 SH OTHER 1, 2 71.00 2011q3 WASTE MGMT INC DEL COM 94106L109 3.00 100.00 SH OTHER 1, 5 100.00 2011q3 WAVE SYSTEMS CORP COM NEW 943526301 31.00 13,399.00 SH OTHER 1, 5 13,399.00 2011q3 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 3.00 221.00 SH OTHER 1, 2 221.00 2011q3 WEB COM GROUP INC COM 94733A104 1.00 200.00 SH OTHER 1, 5 200.00 2011q3 WELLS FARGO & CO NEW COM 949746101 51.00 2,100.00 SH OTHER 1, 2 2,100.00 2011q3 WELLS FARGO & CO NEW COM 949746101 698.00 28,958.00 SH OTHER 1, 5 28,958.00 2011q3 WHIRLPOOL CORP COM 963320106 65.00 1,300.00 SH OTHER 1, 5 1,300.00 2011q3 WHIRLPOOL CORP COM 963320106 629.00 12,600.00 SH OTHER 1, 6 12,600.00 2011q3 WHOLE FOODS MKT INC COM 966837106 248.00 3,800.00 SH OTHER 1, 2 3,800.00 2011q3 WHOLE FOODS MKT INC COM 966837106 220.00 3,376.00 SH OTHER 1, 5 3,376.00 2011q3 WILLIAMS SONOMA INC COM 969904101 6.00 198.00 SH OTHER 1, 2 198.00 2011q3 WINN DIXIE STORES INC COM NEW 974280307 9.00 1,500.00 SH OTHER 1, 2 1,500.00 2011q3 WORLD WRESTLING ENTMT INC CL A 98156Q108 6.00 700.00 SH OTHER 1, 5 700.00 2011q3 WYNDHAM WORLDWIDE CORP COM 98310W108 3.00 100.00 SH OTHER 1, 2 100.00 2011q3 WYNN RESORTS LTD COM 983134107 709.00 6,164.00 SH OTHER 1, 2 6,164.00 2011q3 XEROX CORP COM 984121103 35.00 4,952.00 SH OTHER 1, 2 4,952.00 2011q3 XL GROUP PLC SHS G98290102 5.00 246.00 SH OTHER 1, 2 246.00 2011q3 YAHOO INC COM 984332106 312.00 23,700.00 SH OTHER 1, 5 23,700.00 2011q3 YAHOO INC COM 984332106 34.00 2,600.00 SH OTHER 1, 6 2,600.00 2011q3 YAMANA GOLD INC COM 98462Y100 1.00 100.00 SH OTHER 1, 2 100.00 2011q3 YRC WORLDWIDE INC COM NEW 984249300 2.00 38,200.00 SH OTHER 1, 2 38,200.00 2011q3 YUM BRANDS INC COM 988498101 71.00 1,430.00 SH OTHER 1 1,430.00 2011q3 YUM BRANDS INC COM 988498101 11.00 219.00 SH OTHER 1, 2 219.00 2011q3 YUM BRANDS INC COM 988498101 274.00 5,550.00 SH OTHER 1, 5 5,550.00 2011q3 ZUMIEZ INC COM 989817101 21.00 1,173.00 SH OTHER 1, 2 1,173.00

Three Zero Three Capital Partners LLC 13F-HR