Integrated Electrical Services, Inc. 4

Accession 0001048268-16-000037

$IESCCIK 0001048268operating

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 6:17 PM ET

Size

23.9 KB

Accession

0001048268-16-000037

Form 4

Period: 2016-03-04

SVP & CFO

Transactions

Sale
Common Stock
2016-03-08$13.36/sh−4,600$61,456→ 86,883 total
Exercise/Conversion
Stock Option (Right to Buy)
2016-03-07−400→ 27,600 total
Exercise: $5.76From: 2013-05-01Exp: 2023-05-01→ Common Stock (400 underlying)
Exercise/Conversion
Common Stock
2016-03-04$3.24/sh+1,700$5,508→ 88,583 total
Exercise/Conversion
Common Stock
2016-03-07$3.24/sh+8,300$26,892→ 95,183 total
Sale
Common Stock
2016-03-04$14.02/sh−1,700$23,834→ 86,883 total
Exercise/Conversion
Common Stock
2016-03-07$5.76/sh+400$2,304→ 95,583 total
Exercise/Conversion
Common Stock
2016-03-08$5.76/sh+4,600$26,496→ 91,483 total
Exercise/Conversion
Stock Option (Right to Buy)
2016-03-07−8,300→ 0 total
Exercise: $3.24From: 2012-07-20Exp: 2021-07-20→ Common Stock (8,300 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2016-03-08−4,600→ 23,000 total
Exercise: $5.76From: 2013-05-01Exp: 2023-05-01→ Common Stock (4,600 underlying)
Sale
Common Stock
2016-03-07$13.02/sh−8,700$113,274→ 86,883 total
Exercise/Conversion
Stock Option (Right to Buy)
2016-03-04−1,700→ 8,300 total
Exercise: $3.24From: 2012-07-20Exp: 2021-07-20→ Common Stock (1,700 underlying)

Footnotes (4)

[F1]Represents common stock received from the exercise of stock options granted pursuant to the Integrated Electrical Services, Inc. 2006 Equity Incentive Plan (as amended and restated).
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.06, inclusive for transactions on 3/4/2016, $13.00 to $13.12, inclusive for transactions on 3/7/2016 and $13.26 to $13.57, inclusive for transactions on 3/8/2016. The reporting person undertakes to provide to IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F3]The date indicated is the first vesting date for all Column 6 transactions. All options traded on 3/4/2016 and 3/7/2016 with an exercise price of $3.24 vested in three annual installments beginning on the first anniversary of the grant date. All options traded on 3/7/2016 and 3/8/2016 with an exercise price of $5.76 vested on the second anniversary of the grant date.
[F4]The price reported in Column 8 reflects that the stock options were granted to the employee pursuant to the Integrated Electrical Services, Inc. 2006 Equity Incentive Plan (as amended and restated).

Documents

1 file

Integrated Electrical Services, Inc.

CIK 0001048268

Entity typeoperating

IncorporatedDE