Dowling Joseph L III 4
4 · IES Holdings, Inc. · Filed Oct 4, 2021
Insider Transaction Report
Form 4
Dowling Joseph L III
Director
Transactions
- Award
Common Stock
2021-10-01+396→ 58,408 total
Footnotes (1)
- [F1]Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan.