4//SEC Filing
Petersen Alison M 4
Accession 0001048268-21-000171
CIK 0001048268other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 5:21 PM ET
Size
7.3 KB
Accession
0001048268-21-000171
Insider Transaction Report
Form 4
Petersen Alison M
VP & Chief Accounting Officer
Transactions
- Award
Common Stock
2021-12-03$48.51/sh+5,999.9$291,055→ 13,801.93 total - Tax Payment
Common Stock
2021-12-03$48.51/sh−3,016$146,306→ 10,785.93 total
Footnotes (2)
- [F1]On February 6, 2019, Ms. Petersen was granted 10,000 performance units (the "Performance Units") pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan"). Each Performance Unit represented a contractual right in respect of one share of the Issuer's common stock. The Performance Units vested, if at all, in three tranches upon the achievement of certain specified annual financial performance objectives and the continued performance of services through the applicable scheduled vesting date. On December 3, 2021, upon the filing of the Company's Annual Report on Form 10-K for its fiscal year ended September 30, 2021, the performance and service criteria for the third tranche of Performance Units was determined to have been fully met, resulting investing of 5,999.9 Performance Units under this award.
- [F2]Represents shares of Common Stock withheld to satisfy the withholding tax obligation resulting from the vesting of the third tranche of the time-based and performance-based Phantom Stock Units granted to Ms. Petersen on February 6, 2019, pursuant to the 2006 Equity Incentive Plan.
Documents
Issuer
IES Holdings, Inc.
CIK 0001048268
Entity typeother
Related Parties
1- filerCIK 0001858314
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 5:21 PM ET
- Size
- 7.3 KB