4/A//SEC Filing
Newman Mary K 4/A
Accession 0001048268-23-000109
CIK 0001048268other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 5:31 PM ET
Size
7.7 KB
Accession
0001048268-23-000109
Insider Transaction Report
Form 4/AAmended
Newman Mary K
SVP, CAO and General Counsel
Transactions
- Award
Common Stock
2023-12-07$74.70/sh+1,660$124,002→ 19,993.3 total - Tax Payment
Common Stock
2023-12-07$74.70/sh−2,553$190,709→ 17,440.3 total
Footnotes (3)
- [F1]On December 7, 2020, Ms. Newman was granted shares of performance-based phantom stock units ("PSUs") pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan"). Each PSU represented a contractual right in respect of one share of the Issuer's Common Stock and would vest, if at all, upon the achievement of certain specified annual financial performance objectives and the continued performance of services through the scheduled vesting date. On December 7, 2023, upon the filing of the Issuer's Annual Report on Form 10-K for its fiscal year ended September 30, 2023, the performance and service criteria were determined to have been met, resulting in the vesting of 1,660 performance-based PSUs under this award.
- [F2]The original Form 4, filed on December 8, 2023, is being amended by this Form 4 amendment solely to correct an administrative error on the part of the company, which misreported the amount of PSUs in which the reporting person vested and the amount of shares withheld to satisfy the tax obligation resulting from the vesting event.
- [F3]Represents shares of Common Stock withheld to satisfy the tax obligation resulting from the vesting of the time- and performance-based PSUs granted to Ms. Newman on December 7, 2020 pursuant to the 2006 Equity Incentive Plan.
Documents
Issuer
IES Holdings, Inc.
CIK 0001048268
Entity typeother
Related Parties
1- filerCIK 0001858333
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 5:31 PM ET
- Size
- 7.7 KB