4//SEC Filing
GENDELL JEFFREY L ET AL 4
Accession 0001048268-25-000222
CIK 0001048268other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 7:07 PM ET
Size
45.0 KB
Accession
0001048268-25-000222
Insider Transaction Report
Form 4
GENDELL JEFFREY L ET AL
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2025-12-10$472.40/sh−5,534$2,614,262→ 10,671,880 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-10$473.70/sh−80$37,896→ 10,671,800 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$470.40/sh−28,264$13,295,386→ 10,643,456 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$471.50/sh−884$416,806→ 10,642,572 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$472.44/sh−24,382$11,519,032→ 10,618,190 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$473.32/sh−60$28,399→ 10,618,130 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$474.26/sh−716$339,570→ 10,617,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$476.50/sh−10,000$4,765,000→ 10,607,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$477.81/sh−671$320,611→ 10,606,743 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$480.37/sh−1,423$683,567→ 10,595,320 total(indirect: See footnotes)
TONTINE ASSET ASSOCIATES, L.L.C.
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2025-12-10$472.40/sh−5,534$2,614,262→ 10,671,880 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-10$473.70/sh−80$37,896→ 10,671,800 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$470.40/sh−28,264$13,295,386→ 10,643,456 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$471.50/sh−884$416,806→ 10,642,572 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$472.44/sh−24,382$11,519,032→ 10,618,190 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$473.32/sh−60$28,399→ 10,618,130 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$474.26/sh−716$339,570→ 10,617,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$476.50/sh−10,000$4,765,000→ 10,607,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$477.81/sh−671$320,611→ 10,606,743 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$480.37/sh−1,423$683,567→ 10,595,320 total(indirect: See footnotes)
TONTINE CAPITAL MANAGEMENT LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2025-12-10$472.40/sh−5,534$2,614,262→ 10,671,880 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-10$473.70/sh−80$37,896→ 10,671,800 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$470.40/sh−28,264$13,295,386→ 10,643,456 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$471.50/sh−884$416,806→ 10,642,572 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$472.44/sh−24,382$11,519,032→ 10,618,190 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$473.32/sh−60$28,399→ 10,618,130 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$474.26/sh−716$339,570→ 10,617,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$476.50/sh−10,000$4,765,000→ 10,607,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$477.81/sh−671$320,611→ 10,606,743 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$480.37/sh−1,423$683,567→ 10,595,320 total(indirect: See footnotes)
Transactions
- Sale
Common Stock, par value $0.01 per share
2025-12-10$472.40/sh−5,534$2,614,262→ 10,671,880 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-10$473.70/sh−80$37,896→ 10,671,800 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$470.40/sh−28,264$13,295,386→ 10,643,456 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$471.50/sh−884$416,806→ 10,642,572 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$472.44/sh−24,382$11,519,032→ 10,618,190 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$473.32/sh−60$28,399→ 10,618,130 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$474.26/sh−716$339,570→ 10,617,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$476.50/sh−10,000$4,765,000→ 10,607,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$477.81/sh−671$320,611→ 10,606,743 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$480.37/sh−1,423$683,567→ 10,595,320 total(indirect: See footnotes)
TONTINE CAPITAL PARTNERS L P
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2025-12-10$472.40/sh−5,534$2,614,262→ 10,671,880 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-10$473.70/sh−80$37,896→ 10,671,800 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$470.40/sh−28,264$13,295,386→ 10,643,456 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$471.50/sh−884$416,806→ 10,642,572 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$472.44/sh−24,382$11,519,032→ 10,618,190 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$473.32/sh−60$28,399→ 10,618,130 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$474.26/sh−716$339,570→ 10,617,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$476.50/sh−10,000$4,765,000→ 10,607,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$477.81/sh−671$320,611→ 10,606,743 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$480.37/sh−1,423$683,567→ 10,595,320 total(indirect: See footnotes)
TONTINE MANAGEMENT LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2025-12-10$472.40/sh−5,534$2,614,262→ 10,671,880 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-10$473.70/sh−80$37,896→ 10,671,800 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$470.40/sh−28,264$13,295,386→ 10,643,456 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$471.50/sh−884$416,806→ 10,642,572 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$472.44/sh−24,382$11,519,032→ 10,618,190 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$473.32/sh−60$28,399→ 10,618,130 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$474.26/sh−716$339,570→ 10,617,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$476.50/sh−10,000$4,765,000→ 10,607,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$477.81/sh−671$320,611→ 10,606,743 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$480.37/sh−1,423$683,567→ 10,595,320 total(indirect: See footnotes)
Tontine Associates, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2025-12-10$472.40/sh−5,534$2,614,262→ 10,671,880 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-10$473.70/sh−80$37,896→ 10,671,800 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$470.40/sh−28,264$13,295,386→ 10,643,456 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$471.50/sh−884$416,806→ 10,642,572 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$472.44/sh−24,382$11,519,032→ 10,618,190 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$473.32/sh−60$28,399→ 10,618,130 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$474.26/sh−716$339,570→ 10,617,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$476.50/sh−10,000$4,765,000→ 10,607,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$477.81/sh−671$320,611→ 10,606,743 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$480.37/sh−1,423$683,567→ 10,595,320 total(indirect: See footnotes)
Tontine Capital Overseas GP, LLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2025-12-10$472.40/sh−5,534$2,614,262→ 10,671,880 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-10$473.70/sh−80$37,896→ 10,671,800 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$470.40/sh−28,264$13,295,386→ 10,643,456 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$471.50/sh−884$416,806→ 10,642,572 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$472.44/sh−24,382$11,519,032→ 10,618,190 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$473.32/sh−60$28,399→ 10,618,130 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$474.26/sh−716$339,570→ 10,617,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$476.50/sh−10,000$4,765,000→ 10,607,414 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$477.81/sh−671$320,611→ 10,606,743 total(indirect: See footnotes) - Sale
Common Stock, par value $0.01 per share
2025-12-11$480.37/sh−1,423$683,567→ 10,595,320 total(indirect: See footnotes)
Footnotes (17)
- [F1]All shares of Common Stock reported as sold in this Form 4 were sold by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $472.24 to $472.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $471.24 to $472.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F11]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $472.24 to $473.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F12]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $473.26 to $473.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F13]These shares were sold in multiple transactions each at a price of $474.26. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
- [F14]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $476.26 to $477.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F15]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $477.76 to $478.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F16]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $478.76 to $479.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F17]These shares were sold in multiple transactions each at a price of $480.37. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
- [F2]This report is filed jointly by TCP, Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Capital Overseas Master Fund II, L.P., a Delaware limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TM; (c) TAA, the general partner of TCP 2; (d) TA; and (e) TCO.
- [F3]TCP directly owns 5,532,550 shares of Common Stock, TCM directly owns 1,910,529 shares of Common Stock, TM directly owns 1,410,162 shares of Common Stock, TCP 2 directly owns 710,934 shares of Common Stock, TAA directly owns 96,891 shares of Common Stock, TA directly owns 640,057 shares of Common Stock, TCO directly owns 47,284 shares of Common Stock, Mr. Gendell directly owns 178,481 shares of Common Stock and 65,069 phantom stock units granted to him pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, and Mr. Gendell's adult children own 3,363 shares of Common Stock through trusts for which Mr. Gendell acts as trustee.
- [F4]All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
- [F5]Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TM, TCP 2, TAA, TA and TCO. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.
- [F6]TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA. TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO.
- [F7]These shares were sold in multiple transactions each at a price of $473.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
- [F8]These shares were sold in multiple transactions each at a price of $475.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $470.24 to $471.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
IES Holdings, Inc.
CIK 0001048268
Entity typeother
Related Parties
1- filerCIK 0000948904
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 7:07 PM ET
- Size
- 45.0 KB