4//SEC Filing
DAVIDSON CHARLES E 4
Accession 0001048462-24-000012
CIK 0001196298other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 4:43 PM ET
Size
12.0 KB
Accession
0001048462-24-000012
Insider Transaction Report
Form 4
NEPHROS INCNEPH
WEXFORD CAPITAL LP
10% Owner
Transactions
- Other
Common Stock
2024-03-13−91,463→ 56,060 total
Holdings
- 3,544,492(indirect: See footnotes)
Common Stock
Wexford GP LLC
10% Owner
Transactions
- Other
Common Stock
2024-03-13−91,463→ 56,060 total
Holdings
- 3,544,492(indirect: See footnotes)
Common Stock
DAVIDSON CHARLES E
10% Owner
Transactions
- Other
Common Stock
2024-03-13−91,463→ 56,060 total
Holdings
- 3,544,492(indirect: See footnotes)
Common Stock
JACOBS JOSEPH
10% Owner
Transactions
- Other
Common Stock
2024-03-13−91,463→ 56,060 total
Holdings
- 3,544,492(indirect: See footnotes)
Common Stock
Footnotes (4)
- [F1]Represents an in-kind distribution by Wexford Capital LP ("Wexford Capital") to Arthur Amron that does not involve (i) a purchase or a sale of securities or (ii) any additional consideration, in connection with his separation from service as an employee of Wexford Capital.
- [F2]Represents the common stock of the Issuer held in the aggregate by Wexford Spectrum Trading Limited ("WST"), Wexford Partners 11, L.P., ("WP11"), WPIC 2 LLC ("WPIC2", and together with WST and WP11, the "Wexford Entities") and Wexford 11 Advisors LLC ("Wexford Advisors").
- [F3]Wexford Capital may, by reason of its status as (i) sub-advisor of WST, (ii) investment manager of WP11 and (iii) manager of WPIC2, be deemed to own beneficially the securities held by the Wexford Entities. Wexford GP LLC ("Wexford GP") may, as the General Partner of Wexford Capital, be deemed to own beneficially the securities held by the Wexford Entities. Each of Charles E. Davidson ("Davidson") and Joseph M. Jacobs ("Jacobs", and together with Wexford Capital, Wexford GP and Davidson, the "Reporting Persons") may, by reason of his status as a controlling person of Wexford GP and Wexford Advisors, be deemed to own beneficially the securities held by the Wexford Entities and Wexford Advisors.
- [F4]Each of Wexford Capital, Wexford GP, Davidson and Jacobs share the power to vote and to dispose of the securities beneficially owned by the Wexford Entities. Each of Davidson and Jacobs share the power to vote and to dispose of the securities beneficially owned by Wexford Advisors. Each of Wexford Capital, Wexford GP, Davidson and Jacobs disclaim beneficial ownership of the securities owned by the Wexford Entities and/or Wexford Advisors, as applicable, and this report shall not be deemed as an admission that they are the beneficial owners of such securities, except to the extent of any pecuniary interests therein.
Documents
Issuer
NEPHROS INC
CIK 0001196298
Entity typeother
Related Parties
1- filerCIK 0001001391
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 4:43 PM ET
- Size
- 12.0 KB