KARPUS GEORGE W 4
4 · Lazard World Dividend & Income Fund, Inc. · Filed Sep 11, 2019
Insider Transaction Report
Form 4
KARPUS GEORGE W
10% Owner
Transactions
- Sale
Common Stock
2019-08-23$10.04/sh−23,288$233,812→ 24,803 total - Sale
Common Stock
2019-08-28$9.07/sh−1,000$9,070→ 23,803 total
Footnotes (3)
- [F1]This Form 4 is filed by George W. Karpus (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of common stock. This Form 4 reports transactions in shares of common stock of the Issuer in which the Reporting Person has a pecuniary interest.
- [F2]Represents transactions in shares of common stock of the Issuer held directly by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]Excludes shares of common stock of the Issuer held directly by The Karpus Family Foundation, Inc., Karpus Investment Management Profit Sharing Plan Fund C - Growth Common Stock Fund, and Karpus Investment Management Defined Benefit Plan. The Reporting Person does not have a pecuniary interest in such shares.