COMPX INTERNATIONAL INC·4

Jul 18, 5:12 PM ET

Harold C. Simmons Family Trust No. 2 4

4 · COMPX INTERNATIONAL INC · Filed Jul 18, 2018

Insider Transaction Report

Form 4
Period: 2018-07-17
Transactions
  • Other

    Class A Common Stock, par value $0.01 per share

    2018-07-17+10,000,00010,755,104 total(indirect: By NL)
Holdings
  • Class A Common Stock, par value $0.01 per share

    (indirect: By Contran)
    5,900
  • Class A Common Stock, par value $0.01 per share

    (indirect: By Kronos)
    3,000
  • Class A Common Stock, par value $0.01 per share

    2,000
Footnotes (5)
  • [F1]On July 17, 2018, NL Industries, Inc. ("NL") converted all its 10,000,000 shares of class B common stock, par value $0.01 per share (the "Class B Shares") of CompX International Inc. ("CompX") into 10,000,000 shares of class A common stock, par value $0.01 per share, of CompX, for no additional consideration, pursuant to the terms of the Second Amended and Restated Certificate of Incorporation of CompX.
  • [F2]Directly held by NL. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
  • [F3]Directly held by Contran Corporation. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
  • [F4]Directly held by Kronos Worldwide, Inc. See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
  • [F5]Directly held by Serena Simmons Connelly.

Documents

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