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FIRST NIAGARA FINANCIAL GROUP INC 4

Accession 0001051741-15-000236

CIK 0001051741operating

View on SEC.gov Company Profile

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 4:17 PM ET

Size

22.8 KB

Accession

0001051741-15-000236

Insider Transaction Report

Form 4

Period: 2015-12-22

FIRST NIAGARA FINANCIAL GROUP INCFNFG

Norwood Gregory W

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2015-12-22$9.84/sh+56,076$551,788→ 321,205 total
Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2015-12-22−56,076→ 0 total
Exercise: $9.84From: 2012-03-30Exp: 2013-03-30→ Common Stock (56,076 underlying)
Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2015-12-22−56,989→ 28,495 total
Exercise: $8.86From: 2014-03-28Exp: 2023-03-28→ Common Stock (56,989 underlying)
Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2015-12-22−26,530→ 53,060 total
Exercise: $9.27From: 2015-03-28Exp: 2024-03-28→ Common Stock (26,530 underlying)
Exercise/Conversion
Common Stock
2015-12-22$8.86/sh+56,989$504,923→ 378,194 total
Exercise/Conversion
Common Stock
2015-12-22$9.27/sh+26,530$245,933→ 404,724 total
Tax Payment
Common Stock
2015-12-22$10.69/sh−6,557$70,094→ 276,309 total
Disposition to Issuer
Common Stock
2015-12-22$10.69/sh−121,858$1,302,662→ 282,866 total

Holdings

Series B Nonconvertible Preferred Stock
2,000
Common Stock
(indirect: By ESOP)
371
Non-qualified Stock Option (Right to Buy)
Exercise: $9.84From: 2013-03-30Exp: 2022-03-30→ Common Stock (56,076 underlying)
56,076
Non-qualified Stock Option (Right to Buy)
Exercise: $9.27From: 2015-03-28Exp: 2024-03-28→ Common Stock (79,590 underlying)
79,590
Non-qualified Stock Option (Right to Buy)
Exercise: $13.84From: 2012-01-24Exp: 2021-04-04→ Common Stock (33,096 underlying)
33,096
Non-qualified Stock Option (Right to Buy)
Exercise: $8.86From: 2014-03-28Exp: 2023-03-28→ Common Stock (85,484 underlying)
85,484

Footnotes (1)

[F1]The exercise of the option was net settled with the Company and 128,415 shares were withheld to pay the applicable exercise price and taxes pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.

Documents

1 file

4
wf-form4_145090543205210.xmlPrimary
FORM 4

Issuer

FIRST NIAGARA FINANCIAL GROUP INC

CIK 0001051741

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001051741

Filing Metadata

Form type: 4
Filed: Dec 22, 7:00 PM ET
Accepted: Dec 23, 4:17 PM ET
Size: 22.8 KB

View on SEC.gov