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4//SEC Filing

FIRST NIAGARA FINANCIAL GROUP INC 4

Accession 0001051741-15-000238

CIK 0001051741operating

View on SEC.gov Company Profile

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 4:17 PM ET

Size

23.4 KB

Accession

0001051741-15-000238

Insider Transaction Report

Form 4

Period: 2015-12-22

FIRST NIAGARA FINANCIAL GROUP INCFNFG

Rendulic Mark R

SVP, Western PA Regional Sales

Transactions

Exercise/Conversion
Common Stock
2015-12-22$9.27/sh+15,463$143,342→ 194,275 total
Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2015-12-22−35,046→ 0 total
Exercise: $9.84From: 2013-03-30Exp: 2022-03-30→ Common Stock (35,046 underlying)
Exercise/Conversion
Common Stock
2015-12-22$9.84/sh+35,046$344,853→ 229,321 total
Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2015-12-22−35,100→ 17,550 total
Exercise: $8.86From: 2014-03-28Exp: 2023-03-28→ Common Stock (35,100 underlying)
Exercise/Conversion
Common Stock
2015-12-22$8.86/sh+35,100$310,986→ 178,812 total
Disposition to Issuer
Common Stock
2015-12-22$10.69/sh−74,761$799,195→ 154,560 total
Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2015-12-22−15,463→ 30,924 total
Exercise: $9.27From: 2015-03-28Exp: 2024-03-28→ Common Stock (15,463 underlying)
Tax Payment
Common Stock
2015-12-22$10.69/sh−4,011$42,878→ 150,549 total

Holdings

Non-qualified Stock Option (Right to Buy)
Exercise: $9.84From: 2013-03-30Exp: 2022-03-30→ Common Stock (35,046 underlying)
35,046
Series B Nonconvertible Preferred Stock
1,000
Common Stock
(indirect: By 401(k))
10,263
Non-qualified Stock Option (Right to Buy)
Exercise: $13.79From: 2012-01-24Exp: 2021-01-24→ Common Stock (19,536 underlying)
19,536
Non-qualified Stock Option (Right to Buy)
Exercise: $9.27From: 2015-03-28Exp: 2024-03-28→ Common Stock (46,387 underlying)
46,387
Common Stock
(indirect: By ESOP)
897
Non-qualified Stock Option (Right to Buy)
Exercise: $8.86From: 2014-03-28Exp: 2023-03-28→ Common Stock (52,650 underlying)
52,650

Footnotes (1)

[F1]The exercise of the option was net settled with the Company and 78,772 shares were withheld to pay the applicable exercise price and taxes pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.

Documents

1 file

4
wf-form4_145090545882607.xmlPrimary
FORM 4

Issuer

FIRST NIAGARA FINANCIAL GROUP INC

CIK 0001051741

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001051741

Filing Metadata

Form type: 4
Filed: Dec 22, 7:00 PM ET
Accepted: Dec 23, 4:17 PM ET
Size: 23.4 KB

View on SEC.gov