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FIRST NIAGARA FINANCIAL GROUP INC·4

Mar 30, 4:08 PM ET

FIRST NIAGARA FINANCIAL GROUP INC 4

4 · FIRST NIAGARA FINANCIAL GROUP INC · Filed Mar 30, 2016

Insider Transaction Report

Form 4
Period: 2016-03-28
FIRST NIAGARA FINANCIAL GROUP INCFNFG
Rendulic Mark R
SVP, Western PA Regional Sales
Transactions
  • Award

    Common Stock

    2016-03-28+8,522→ 159,071 total
  • Award

    Common Stock

    2016-03-30+26,564→ 175,637 total
  • Tax Payment

    Common Stock

    2016-03-28$9.78/sh−9,998$97,780→ 149,073 total
Holdings

  • Non-qualified Stock Option (Right to Buy)

    Exercise: $9.27From: 2015-03-28Exp: 2024-03-28→ Common Stock (30,924 underlying)
    30,924

  • Common Stock

    (indirect: By ESOP)
    897

  • Common Stock

    (indirect: By 401(k))
    10,349

  • Non-qualified Stock Option (Right to Buy)

    Exercise: $8.86From: 2014-03-28Exp: 2023-03-28→ Common Stock (17,550 underlying)
    17,550

  • Series B Nonconvertible Preferred Stock

    1,000

  • Non-qualified Stock Option (Right to Buy)

    Exercise: $13.79From: 2012-01-24Exp: 2021-01-24→ Common Stock (19,536 underlying)
    19,536
Footnotes (2)
  • [F1]Represents vesting of performance based stock awards.
  • [F2]Represents restricted stock units that cliff vest on the third anniversary of date of grant.

Documents

1 file
  • 4
    wf-form4_145936852499817.xmlPrimary

    FORM 4