4//SEC Filing
FIRST NIAGARA FINANCIAL GROUP INC 4
Accession 0001051741-16-000285
CIK 0001051741operating
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 4:08 PM ET
Size
13.3 KB
Accession
0001051741-16-000285
Insider Transaction Report
Form 4
Rendulic Mark R
SVP, Western PA Regional Sales
Transactions
- Award
Common Stock
2016-03-28+8,522→ 159,071 total - Award
Common Stock
2016-03-30+26,564→ 175,637 total - Tax Payment
Common Stock
2016-03-28$9.78/sh−9,998$97,780→ 149,073 total
Holdings
- 30,924
Non-qualified Stock Option (Right to Buy)
Exercise: $9.27From: 2015-03-28Exp: 2024-03-28→ Common Stock (30,924 underlying) - 897(indirect: By ESOP)
Common Stock
- 10,349(indirect: By 401(k))
Common Stock
- 17,550
Non-qualified Stock Option (Right to Buy)
Exercise: $8.86From: 2014-03-28Exp: 2023-03-28→ Common Stock (17,550 underlying) - 1,000
Series B Nonconvertible Preferred Stock
- 19,536
Non-qualified Stock Option (Right to Buy)
Exercise: $13.79From: 2012-01-24Exp: 2021-01-24→ Common Stock (19,536 underlying)
Footnotes (2)
- [F1]Represents vesting of performance based stock awards.
- [F2]Represents restricted stock units that cliff vest on the third anniversary of date of grant.
Documents
Issuer
FIRST NIAGARA FINANCIAL GROUP INC
CIK 0001051741
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001051741
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 4:08 PM ET
- Size
- 13.3 KB