4//SEC Filing
FIRST NIAGARA FINANCIAL GROUP INC 4
Accession 0001051741-16-000286
CIK 0001051741operating
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 4:09 PM ET
Size
12.6 KB
Accession
0001051741-16-000286
Insider Transaction Report
Form 4
Norwood Gregory W
Chief Financial Officer
Transactions
- Award
Common Stock
2016-03-28+13,836→ 290,145 total - Award
Common Stock
2016-03-30+41,795→ 315,708 total - Tax Payment
Common Stock
2016-03-28$9.78/sh−16,232$158,749→ 273,913 total
Holdings
- 2,000
Series B Nonconvertible Preferred Stock
- 371(indirect: By ESOP)
Common Stock
- 33,096
Non-qualified Stock Option (Right to Buy)
Exercise: $13.84From: 2012-01-24Exp: 2021-04-04→ Common Stock (33,096 underlying) - 53,060
Non-qualified Stock Option (Right to Buy)
Exercise: $9.27From: 2015-03-28Exp: 2024-03-28→ Common Stock (53,060 underlying) - 28,495
Non-qualified Stock Option (Right to Buy)
Exercise: $8.86From: 2014-03-28Exp: 2023-03-28→ Common Stock (28,495 underlying)
Footnotes (2)
- [F1]Represents vesting of performance based stock awards.
- [F2]Represents restricted stock units that cliff vest on the third anniversary of date of grant.
Documents
Issuer
FIRST NIAGARA FINANCIAL GROUP INC
CIK 0001051741
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001051741
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 4:09 PM ET
- Size
- 12.6 KB