Home/Filings/4/0001051741-16-000470
4//SEC Filing

FIRST NIAGARA FINANCIAL GROUP INC 4

Accession 0001051741-16-000470

CIK 0001051741operating

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 2:09 PM ET

Size

5.4 KB

Accession

0001051741-16-000470

Insider Transaction Report

Form 4
Period: 2016-08-01
WHITE KATE
EVP, Managing Dir HR
Transactions
  • Disposition to Issuer

    Common Stock

    2016-08-0146,0290 total
Footnotes (1)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger by and among issuer and KeyCorp dated October 30, 2015 (the "Merger Agreement"), pursuant to which issuer was merged with and into KeyCorp, effective August 1, 2016 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of issuer common stock was exchanged for 0.68 shares of KeyCorp common stock and $2.30 of cash. Each unvested issuer restricted stock unit award was converted into a KeyCorp restricted stock unit for a number of whole shares (rounded down to the nearest whole share) of KeyCorp common stock equal to (i) the amount of issuer common stock underlying such restricted stock unit award multiplied by (ii) 0.88. As a result of the Merger, the reporting person no longer beneficially owns directly or indirectly any shares of issuer common stock.

Issuer

FIRST NIAGARA FINANCIAL GROUP INC

CIK 0001051741

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001051741

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 2:09 PM ET
Size
5.4 KB