4//SEC Filing
Buyle Mark P. 4
Accession 0001052100-20-000016
CIK 0001052100other
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 5:39 PM ET
Size
12.3 KB
Accession
0001052100-20-000016
Insider Transaction Report
Form 4
Buyle Mark P.
SVP, GC, CLO and Secretary
Transactions
- Disposition to Issuer
Class A Common
2020-01-10$16.56/sh−3,033$50,226→ 64,773 total - Exercise/Conversion
Restricted Stock Units
2020-01-10−1,410→ 2,819 totalFrom: 2020-01-10Exp: 2020-01-10→ Class A Common (1,410 underlying) - Tax Payment
Class A Common
2020-01-10$16.56/sh−1,050$17,388→ 64,773 total - Exercise/Conversion
Class A Common
2020-01-10+3,033→ 67,806 total - Exercise/Conversion
Restricted Stock Units
2020-01-10−1,623→ 1,622 totalFrom: 2020-01-10Exp: 2020-01-10→ Class A Common (1,623 underlying)
Footnotes (3)
- [F1]The reporting person surrendered these shares to satisfy tax withholding obligations resulting from the vesting of shares of restricted stock.
- [F2]Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units.
- [F3]Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeother
Related Parties
1- filerCIK 0001750545
Filing Metadata
- Form type
- 4
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 5:39 PM ET
- Size
- 12.3 KB