Mihal Shawn M. 4
4 · WADDELL & REED FINANCIAL INC · Filed Jan 14, 2020
Insider Transaction Report
Form 4
Mihal Shawn M.
SVP - Broker-Dealer
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-01-10−1,623→ 1,622 totalFrom: 2020-01-10Exp: 2020-01-10→ Class A Common (1,623 underlying) - Exercise/Conversion
Restricted Stock Units
2020-01-10−2,819→ 5,638 totalFrom: 2020-01-10Exp: 2020-01-10→ Class A Common (2,819 underlying) - Tax Payment
Class A Common
2020-01-10$16.56/sh−1,538$25,469→ 54,982 total - Exercise/Conversion
Class A Common
2020-01-10+4,442→ 59,424 total - Disposition to Issuer
Class A Common
2020-01-10$16.56/sh−4,442$73,560→ 54,982 total
Footnotes (3)
- [F1]The reporting person surrendered these shares to satisfy tax withholding obligations resulting from the vesting of shares of restricted stock.
- [F2]Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units.
- [F3]Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock.