Scupham Amy J. 4
4 · WADDELL & REED FINANCIAL INC · Filed Jan 14, 2020
Insider Transaction Report
Form 4
Scupham Amy J.
SVP - Distribution
Transactions
- Disposition to Issuer
Class A Common
2020-01-10$16.56/sh−2,426$40,175→ 41,852 total - Exercise/Conversion
Restricted Stock Units
2020-01-10−1,128→ 2,255 totalFrom: 2020-01-10Exp: 2020-01-10→ Class A Common (1,128 underlying) - Exercise/Conversion
Restricted Stock Units
2020-01-10−1,298→ 1,298 totalFrom: 2020-01-10Exp: 2020-01-10→ Class A Common (1,298 underlying) - Tax Payment
Class A Common
2020-01-10$16.56/sh−839$13,894→ 41,852 total - Exercise/Conversion
Class A Common
2020-01-10+2,426→ 44,278 total
Footnotes (3)
- [F1]The reporting person surrendered these shares to satisfy tax withholding obligations resulting from the vesting of shares of restricted stock.
- [F2]Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units.
- [F3]Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock.