Andrade Kathie J. 4
4 · WADDELL & REED FINANCIAL INC · Filed Jan 5, 2021
Insider Transaction Report
Form 4
Andrade Kathie J.
Director
Transactions
- Award
Restricted Stock Units
2021-01-04+4,937→ 4,937 total→ Class A Common (4,937 underlying)
Holdings
- 13,150
Class A Common
Footnotes (2)
- [F1]Each restricted stock unit represents a contingent right to receive, at Issuer's sole discretion, (i) a cash payment equal to the fair market value on the date immediately preceding the vesting date of one share of Issuer's Class A Common Stock or (ii) one share of Issuer's Class A Common Stock; provided, that, in the event of a Change of Control, each restricted stock unit shall be settled by cash payment.
- [F2]The restricted stock units will vest on the first anniversary of the grant date.