4//SEC Filing
Andrade Kathie J. 4
Accession 0001052100-21-000016
CIK 0001052100other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:03 PM ET
Size
6.1 KB
Accession
0001052100-21-000016
Insider Transaction Report
Form 4
Andrade Kathie J.
Director
Transactions
- Award
Restricted Stock Units
2021-01-04+4,937→ 4,937 total→ Class A Common (4,937 underlying)
Holdings
- 13,150
Class A Common
Footnotes (2)
- [F1]Each restricted stock unit represents a contingent right to receive, at Issuer's sole discretion, (i) a cash payment equal to the fair market value on the date immediately preceding the vesting date of one share of Issuer's Class A Common Stock or (ii) one share of Issuer's Class A Common Stock; provided, that, in the event of a Change of Control, each restricted stock unit shall be settled by cash payment.
- [F2]The restricted stock units will vest on the first anniversary of the grant date.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeother
Related Parties
1- filerCIK 0001768495
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 5:03 PM ET
- Size
- 6.1 KB