4//SEC Filing
Mihal Shawn M. 4
Accession 0001052100-21-000019
CIK 0001052100other
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 6:07 PM ET
Size
11.8 KB
Accession
0001052100-21-000019
Insider Transaction Report
Form 4
Mihal Shawn M.
SVP - Broker-Dealer
Transactions
- Tax Payment
Class A Common
2021-01-10$25.03/sh−1,538$38,496→ 89,578 total - Disposition to Issuer
Class A Common
2021-01-10$25.03/sh−4,441$111,158→ 89,578 total - Exercise/Conversion
Restricted Stock Units
2021-01-10−2,819→ 2,819 totalFrom: 2021-01-10Exp: 2021-01-10→ Class A Common (2,819 underlying) - Exercise/Conversion
Restricted Stock Units
2021-01-10−1,622→ 0 totalFrom: 2021-01-10Exp: 2021-01-10→ Class A Common (1,622 underlying) - Exercise/Conversion
Class A Common
2021-01-10+4,441→ 94,019 total
Footnotes (3)
- [F1]The reporting person surrendered these shares to satisfy tax withholding obligations resulting from the vesting of shares of restricted stock.
- [F2]Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units.
- [F3]Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeother
Related Parties
1- filerCIK 0001762366
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 6:07 PM ET
- Size
- 11.8 KB