4//SEC Filing
Rackers Christopher W. 4
Accession 0001052100-21-000020
CIK 0001052100other
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 6:08 PM ET
Size
9.8 KB
Accession
0001052100-21-000020
Insider Transaction Report
Form 4
Rackers Christopher W.
SVP and CHRO
Transactions
- Tax Payment
Class A Common
2021-01-10$25.03/sh−683$17,095→ 61,505 total - Exercise/Conversion
Class A Common
2021-01-10+1,973→ 63,478 total - Disposition to Issuer
Class A Common
2021-01-10$25.03/sh−1,973$49,384→ 61,505 total - Exercise/Conversion
Restricted Stock Units
2021-01-10−1,973→ 1,973 totalFrom: 2021-01-10Exp: 2021-01-10→ Class A Common (1,973 underlying)
Footnotes (3)
- [F1]The reporting person surrendered these shares to satisfy tax withholding obligations resulting from the vesting of shares of restricted stock.
- [F2]Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units.
- [F3]Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeother
Related Parties
1- filerCIK 0001762511
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 6:08 PM ET
- Size
- 9.8 KB