4//SEC Filing
Scupham Amy J. 4
Accession 0001052100-21-000021
CIK 0001052100other
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 6:09 PM ET
Size
11.8 KB
Accession
0001052100-21-000021
Insider Transaction Report
Form 4
Scupham Amy J.
SVP - Distribution
Transactions
- Tax Payment
Class A Common
2021-01-10$25.03/sh−839$21,000→ 73,758 total - Disposition to Issuer
Class A Common
2021-01-10$25.03/sh−2,426$60,723→ 73,758 total - Exercise/Conversion
Class A Common
2021-01-10+2,426→ 76,184 total - Exercise/Conversion
Restricted Stock Units
2021-01-10−1,298→ 0 totalFrom: 2021-01-10Exp: 2021-01-10→ Class A Common (1,298 underlying) - Exercise/Conversion
Restricted Stock Units
2021-01-10−1,128→ 1,127 totalFrom: 2021-01-10Exp: 2021-01-10→ Class A Common (1,128 underlying)
Footnotes (3)
- [F1]The reporting person surrendered these shares to satisfy tax withholding obligations resulting from the vesting of shares of restricted stock.
- [F2]Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units.
- [F3]Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock.
Documents
Issuer
WADDELL & REED FINANCIAL INC
CIK 0001052100
Entity typeother
Related Parties
1- filerCIK 0001762510
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 6:09 PM ET
- Size
- 11.8 KB