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4//SEC Filing

HERITAGE COMMERCE CORP 4

Accession 0001053352-14-000010

$HTBKCIK 0001053352operating
View on SEC.govCompany Profile

Filed

Feb 26, 7:00 PM ET

Accepted

Feb 27, 12:30 PM ET

Size

20.9 KB

Accession

0001053352-14-000010

Insider Transaction Report

Form 4
Period: 2014-02-25
HERITAGE COMMERCE CORPHTBK
POLANEN HUMPHREY P
Director
Transactions
  • Exercise/Conversion

    Heritage Commerce Corp - Common Stock

    2014-02-25$5.16/sh+440$2,270→ 8,383 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2014-02-25$8.04/sh−3,078$24,747→ 422 total
    Exercise: $3.57From: 2010-07-26Exp: 2020-07-26→ Heritage Commerce Corp - Common Stock (3,078 underlying)
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2014-02-25$8.04/sh−440$3,538→ 4,060 total
    Exercise: $5.16From: 2011-06-16Exp: 2021-06-16→ Heritage Commerce Corp - Common Stock (440 underlying)
  • Exercise/Conversion

    Heritage Commerce Corp - Common Stock

    2014-02-25$3.57/sh+3,078$10,988→ 7,943 total
Holdings

  • Non-Qualified Stock Option (right to buy)

    Exercise: $7.43From: 2009-05-04Exp: 2019-05-04→ Heritage Commerce Corp - Common Stock (3,500 underlying)
    3,500

  • Non-Qualified Stock Option (right to buy)

    Exercise: $8.50From: 2002-10-25Exp: 2012-10-24→ Heritage Commerce Corp - Common Stock (2,500 underlying)
    2,500

  • Non-Qualified Stock Option (right to buy)

    Exercise: $14.09From: 1999-12-16Exp: 2009-12-16→ Heritage Commerce Corp - Common Stock (3,300 underlying)
    3,300

  • Non-Qualified Stock Option (right to buy)

    Exercise: $18.01From: 2005-05-26Exp: 2015-05-26→ Heritage Commerce Corp - Common Stock (2,500 underlying)
    2,500

  • Non-Qualified Stock Option (right to buy)

    Exercise: $23.85From: 2006-08-03Exp: 2016-08-03→ Heritage Commerce Corp - Common Stock (3,300 underlying)
    3,300

  • Non-Qualified Stock Option (right to buy)

    Exercise: $6.39From: 2012-05-01Exp: 2022-05-01→ Heritage Commerce Corp - Common Stock (4,500 underlying)
    4,500

  • Non-Qualified Stock Option (right to buy)

    Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Heritage Commerce Corp - Common Stock (4,500 underlying)
    4,500

  • Heritage Commerce Corp - Common Stock

    (indirect: By Spouse)
    1,623

  • Non-Qualified Stock Option (right to buy)

    Exercise: $23.89From: 2007-05-04Exp: 2017-05-04→ Heritage Commerce Corp - Common Stock (4,500 underlying)
    4,500
Footnotes (2)
  • [F1]Stock option vests daily in four years.
  • [F2]Stock option expired

Documents

1 file

Issuer

HERITAGE COMMERCE CORP

CIK 0001053352

→
Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001053352

Filing Metadata

Form type
4
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 12:30 PM ET
Size
20.9 KB
View on SEC.gov