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HERITAGE COMMERCE CORP · Feb 12, 12:28 PM ET

HERITAGE COMMERCE CORP 5

5 · HERITAGE COMMERCE CORP · Filed Feb 12, 2015

Insider Transaction Report

Form 5
Period: 2014-12-22
HERITAGE COMMERCE CORPHTBK
Hallgrimson Steven L.
Director
Transactions
  • Purchase

    Common

    2011-11-22$4.47/sh+1,000$4,469→ 71,700 total
  • Sale

    Common

    2014-12-22$8.78/sh−1,000$8,780→ 16,300 total(indirect: Indirect by Other Beneficiary Type)
Holdings

  • Common

    (indirect: By IRA)
    2,000

  • Common

    (indirect: By Trust)
    3,300

  • Standard Employee Option - NSO

    Exercise: $6.39From: 2012-05-01Exp: 2022-05-01→ Common (0 underlying)
    4,000

  • Standard Employee Option - NSO

    Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common (0 underlying)
    4,000

  • Standard Employee Option - NSO

    Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common (0 underlying)
    4,000

  • Common

    (indirect: By Foundation)
    4,000

  • Common

    (indirect: By LLC)
    7,000

  • Common

    (indirect: By Spouse)
    3,000

  • Common

    (indirect: By IRA)
    3,500
Footnotes (2)
  • [F1]The transaction was made on behalf of the reporting person in a discretionary account.
  • [F2]This purchase occurred on 11/22/2011 which should be reported.

Documents

1 file
  • 5
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT