5//SEC Filing
HERITAGE COMMERCE CORP 5
Accession 0001053352-15-000005
$HTBKCIK 0001053352operating
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 12:28 PM ET
Size
15.5 KB
Accession
0001053352-15-000005
Insider Transaction Report
Form 5
Hallgrimson Steven L.
Director
Transactions
- Purchase
Common
2011-11-22$4.47/sh+1,000$4,469→ 71,700 total - Sale
Common
2014-12-22$8.78/sh−1,000$8,780→ 16,300 total(indirect: Indirect by Other Beneficiary Type)
Holdings
- 2,000(indirect: By IRA)
Common
- 3,300(indirect: By Trust)
Common
- 4,000
Standard Employee Option - NSO
Exercise: $6.39From: 2012-05-01Exp: 2022-05-01→ Common (0 underlying) - 4,000
Standard Employee Option - NSO
Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common (0 underlying) - 4,000
Standard Employee Option - NSO
Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common (0 underlying) - 4,000(indirect: By Foundation)
Common
- 7,000(indirect: By LLC)
Common
- 3,000(indirect: By Spouse)
Common
- 3,500(indirect: By IRA)
Common
Footnotes (2)
- [F1]The transaction was made on behalf of the reporting person in a discretionary account.
- [F2]This purchase occurred on 11/22/2011 which should be reported.
Documents
Issuer
HERITAGE COMMERCE CORP
CIK 0001053352
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001053352
Filing Metadata
- Form type
- 5
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 12:28 PM ET
- Size
- 15.5 KB