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$HTBK·4

HERITAGE COMMERCE CORP · Mar 13, 1:25 PM ET

HERITAGE COMMERCE CORP 4

4 · HERITAGE COMMERCE CORP · Filed Mar 13, 2015

Insider Transaction Report

Form 4
Period: 2015-03-11
HERITAGE COMMERCE CORPHTBK
Hallgrimson Steven L.
Director
Transactions
  • Exercise/Conversion

    Common

    2015-03-11$8.44/sh+1,831$15,454→ 77,355 total
  • Exercise/Conversion

    Common

    2015-03-11$8.44/sh+2,828$23,868→ 77,355 total
  • Exercise/Conversion

    Common

    2015-03-11$8.44/sh+996$8,406→ 77,355 total
  • Exercise of In-Money

    Standard Employee Option - NSO

    2015-03-11$8.44/sh−2,828$23,868→ 1,172 total
    Exercise: $6.39From: 2012-05-01Exp: 2022-05-01→ Common (2,828 underlying)
  • Exercise of In-Money

    Standard Employee Option - NSO

    2015-03-11$8.44/sh−1,831$15,454→ 2,169 total
    Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common (1,831 underlying)
  • Exercise of In-Money

    Standard Employee Option - NSO

    2015-03-11$8.44/sh−996$8,406→ 3,004 total
    Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common (996 underlying)
Holdings

  • Common

    (indirect: By Foundation)
    4,000

  • Common

    (indirect: Indirect by Other Beneficiary Type)
    16,300

  • Common

    (indirect: By IRA)
    3,500

  • Common

    (indirect: By Trust)
    3,300

  • Common

    (indirect: By LLC)
    7,000

  • Common

    (indirect: By Spouse)
    3,000

  • Common

    (indirect: By IRA)
    2,000

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT