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4//SEC Filing

HERITAGE COMMERCE CORP 4

Accession 0001053352-15-000009

$HTBKCIK 0001053352operating

View on SEC.gov Company Profile

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 1:25 PM ET

Size

19.0 KB

Accession

0001053352-15-000009

Insider Transaction Report

Form 4

Period: 2015-03-11

HERITAGE COMMERCE CORPHTBK

Hallgrimson Steven L.

Director

Transactions

Exercise/Conversion
Common
2015-03-11$8.44/sh+1,831$15,454→ 77,355 total
Exercise/Conversion
Common
2015-03-11$8.44/sh+2,828$23,868→ 77,355 total
Exercise/Conversion
Common
2015-03-11$8.44/sh+996$8,406→ 77,355 total
Exercise of In-Money
Standard Employee Option - NSO
2015-03-11$8.44/sh−2,828$23,868→ 1,172 total
Exercise: $6.39From: 2012-05-01Exp: 2022-05-01→ Common (2,828 underlying)
Exercise of In-Money
Standard Employee Option - NSO
2015-03-11$8.44/sh−1,831$15,454→ 2,169 total
Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common (1,831 underlying)
Exercise of In-Money
Standard Employee Option - NSO
2015-03-11$8.44/sh−996$8,406→ 3,004 total
Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common (996 underlying)

Holdings

Common
(indirect: By Foundation)
4,000
Common
(indirect: Indirect by Other Beneficiary Type)
16,300
Common
(indirect: By IRA)
3,500
Common
(indirect: By Trust)
3,300
Common
(indirect: By LLC)
7,000
Common
(indirect: By Spouse)
3,000
Common
(indirect: By IRA)
2,000

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

HERITAGE COMMERCE CORP

CIK 0001053352

Entity typeoperating

IncorporatedCA

Related Parties

1

filerCIK 0001053352

Filing Metadata

Form type: 4
Filed: Mar 12, 8:00 PM ET
Accepted: Mar 13, 1:25 PM ET
Size: 19.0 KB

View on SEC.gov