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$HTBK·4

HERITAGE COMMERCE CORP · May 5, 4:41 PM ET

HERITAGE COMMERCE CORP 4

4 · HERITAGE COMMERCE CORP · Filed May 5, 2016

Insider Transaction Report

Form 4
Period: 2016-05-03
HERITAGE COMMERCE CORPHTBK
Kaczmarek Walter Theodore
DirectorCEO and President
Transactions
  • Award

    Common

    2016-05-03+15,000→ 88,927 total
Holdings

  • Common

    (indirect: Indirect by Tax Authority)
    41,000

  • Standard Employee Option - NSO

    Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common (0 underlying)
    15,000

  • Standard Employee Option - ISO

    Exercise: $23.85From: 2006-08-03Exp: 2016-08-03→ Common (0 underlying)
    235

  • Standard Employee Option - NSO

    Exercise: $23.85From: 2006-08-03Exp: 2016-08-03→ Common (0 underlying)
    19,765

  • Standard Employee Option - NSO

    Exercise: $23.89From: 2007-05-04Exp: 2017-05-04→ Common (0 underlying)
    25,000
Footnotes (1)
  • [F1]Restricted stock vests 25% each year on an annualized basis.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT