4//SEC Filing
HERITAGE COMMERCE CORP 4
Accession 0001053352-16-000113
$HTBKCIK 0001053352operating
Filed
May 4, 8:00 PM ET
Accepted
May 5, 4:46 PM ET
Size
13.2 KB
Accession
0001053352-16-000113
Insider Transaction Report
Form 4
Hallgrimson Steven L.
Director
Transactions
- Award
Common
2016-05-03+1,934→ 81,057 total
Holdings
- 16,300(indirect: Indirect by Other Beneficiary Type)
Common
- 3,000(indirect: By Spouse)
Common
- 2,900(indirect: By Trust)
Common
- 2,169
Standard Employee Option - NSO
Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common (0 underlying) - 3,004
Standard Employee Option - NSO
Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common (0 underlying) - 2,000(indirect: By IRA)
Common
- 4,000(indirect: By Foundation)
Common
- 3,500(indirect: By IRA)
Common
- 7,000(indirect: By LLC)
Common
- 1,172
Standard Employee Option - NSO
Exercise: $6.39From: 2012-05-01Exp: 2022-05-01→ Common (0 underlying)
Footnotes (1)
- [F1]Restricted stock vests 25% each year on an annualized basis.
Documents
Issuer
HERITAGE COMMERCE CORP
CIK 0001053352
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001053352
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 4:46 PM ET
- Size
- 13.2 KB