4//SEC Filing
BROADCOM CORP 4
Accession 0001054374-14-000114
CIK 0001054374operating
Filed
Jul 29, 8:00 PM ET
Accepted
Jul 30, 7:49 PM ET
Size
12.4 KB
Accession
0001054374-14-000114
Insider Transaction Report
Form 4
BROADCOM CORPBRCM
HANDEL NANCY H
Director
Transactions
- Exercise/Conversion
Class A common stock
2014-07-28$32.73/sh+10,000$327,300→ 136,622 total - Exercise/Conversion
Stock option (right to buy)
2014-07-28−10,000→ 0 totalExercise: $32.73Exp: 2017-05-01→ Class A common stock (10,000 underlying) - Exercise/Conversion
Class A common stock
2014-07-28$31.95/sh+75,000$2,396,003→ 126,622 total - Sale
Class A common stock
2014-07-28$37.74/sh−85,000$3,207,654→ 51,622 total - Exercise/Conversion
Stock option (right to buy)
2014-07-28−75,000→ 0 totalExercise: $31.95Exp: 2015-11-21→ Class A common stock (75,000 underlying)
Footnotes (3)
- [F1]Such transaction was executed in multiple trades at prices ranging from $37.70 to $37.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Includes (i) 41,588 shares that are held as Class A common stock and (ii) 10,034 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
- [F3]All shares subject to such option are fully vested and immediately exercisable.
Documents
Issuer
BROADCOM CORP
CIK 0001054374
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001054374
Filing Metadata
- Form type
- 4
- Filed
- Jul 29, 8:00 PM ET
- Accepted
- Jul 30, 7:49 PM ET
- Size
- 12.4 KB