4//SEC Filing
BROADCOM CORP 4
Accession 0001054374-15-000128
CIK 0001054374operating
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 5:27 PM ET
Size
9.2 KB
Accession
0001054374-15-000128
Insider Transaction Report
Form 4
BROADCOM CORPBRCM
Chong Arthur
Sr. V.P., G.C. & Secretary
Transactions
- Sale
Class A common stock
2015-11-06$53.62/sh−9,291$498,196→ 287,279 total - Tax Payment
Class A common stock
2015-11-05$52.19/sh−13,967$728,938→ 296,570 total - Sale
Class A common stock
2015-11-06$53.63/sh−3,495$187,443→ 283,784 total
Footnotes (5)
- [F1]The shares were withheld by the Issuer in satisfaction of the withholding taxes incurred in connection with the vesting of restricted stock units previously awarded to the Reporting Person. The withholding of the shares is an exempt disposition pursuant to Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended.
- [F2]The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F3]Such transaction was executed in multiple trades at prices ranging from $52.91 to $53.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Such transaction was executed in multiple trades at prices ranging from $53.30 to $53.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]Includes (i) 33,785 shares that are held as Class A common stock and (ii) 249,999 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
Documents
Issuer
BROADCOM CORP
CIK 0001054374
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001054374
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 5:27 PM ET
- Size
- 9.2 KB