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4//SEC Filing

HASTINGS ENTERTAINMENT INC 4

Accession 0001054579-14-000008

CIK 0001054579operating

Filed

Jul 17, 8:00 PM ET

Accepted

Jul 18, 10:49 AM ET

Size

17.4 KB

Accession

0001054579-14-000008

Insider Transaction Report

Form 4
Period: 2014-07-15
VAN ONGEVALLE ALAN
Senior VP of Merchandising
Transactions
  • Disposition to Issuer

    Common Stock (Right to Buy)

    2012-12-07+30,0000 total
    Exercise: $2.05Common Stock (30,000 underlying)
  • Disposition to Issuer

    Common Stock

    2014-07-15$271236.00/sh90,412$24,522,989,2320 total
  • Disposition to Issuer

    Common Stock

    2014-07-15$19626.00/sh6,542$128,393,2920 total(indirect: by Associate Stock Option Plan)
  • Disposition to Issuer

    Common Stock (Right to Buy)

    2010-12-02+35,0000 total
    Exercise: $6.45Common Stock (35,000 underlying)
  • Disposition to Issuer

    Common Stock (Right to Buy)

    2009-12-04+25,0000 total
    Exercise: $4.25Common Stock (25,000 underlying)
  • Disposition to Issuer

    Common Stock (Right to Buy)

    2008-12-05+25,0000 total
    Exercise: $1.69Common Stock (25,000 underlying)
  • Disposition to Issuer

    Common Stock

    2014-07-15$207.00/sh69$14,2830 total(indirect: By 401(k))
Footnotes (4)
  • [F1]Disposed of pursuant to Agreement and Plan of Merger, dated as of March 17, 2014, by and among Hastings Entertainment, Inc. ("Hastings"), Draw Another Circle, LLC and Hendrix Acquisition Corp. (the "Merger Agreement"), whereby each such share of Hastings Common Stock was converted into the right to receive $3.00, in cash and without interest.
  • [F2]Pursuant to the Merger Agreement, all options to purchase Hastings Common Stock that were issued by Hastings were cancelled and terminated immediately upon the effective time of the Merger contemplated therein and, to the extent any such option was vested as of such effective time and had an exercise price of less than $3.00 per share, the holder of such option is entitled to receive an amount equal to the difference between $3.00 and the exercise price of such option multiplied by the number of Hastings Common Stock subject to such option, which amount shall be payable in cash and without interest. Notwithstanding the foregoing, all such options held by John Marmaduke, Dan Crow or Alan Van Ongevalle shall be cancelled and terminated without consideration, regardless of exercise price or vesting.
  • [F3]Options vest 20% on each anniversary of the grant date.
  • [F4]Options expire on the 10 year anniversary of the grant date.

Issuer

HASTINGS ENTERTAINMENT INC

CIK 0001054579

Entity typeoperating
IncorporatedTX

Related Parties

1
  • filerCIK 0001054579

Filing Metadata

Form type
4
Filed
Jul 17, 8:00 PM ET
Accepted
Jul 18, 10:49 AM ET
Size
17.4 KB